Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 2,687
B: 52
C: 14
D: 75
E: 90
F: 58
G: 633
H: 9
I: 2
J: 2043
K: 1,603
L: 113
M: 313
N: 4
O: 5

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Date Received
Date Letter Type Commenter Name
Public Comment Ken W. Partch, Professional Financial Planner, Santa Barbara, California
Public Comment Kenneth P. Werner, MBA, Financial Planner, Cleveland Financial Group
Public Comment Kenneth R. Everett, Mishawaka, Indiana
Public Comment Kent D. Snyder, Northwood University, Professor of Economics, Clarkston, Michigan
Public Comment Kevin E. Rossdeutscher, Waukesha, Wisconsin
Public Comment Kevin J. Moree, CFP, Asheville, North Carolina
Public Comment Kevin P. Takacs
Public Comment Kevin Polheber
Public Comment Kevin R. Cegelski, CPA & Registered Rep, Marinette, Wisconsin
Public Comment Kristin Hunnibell Kennedy
Public Comment Lana L. Wagner, CFP, St. Petersburg, Florida
Public Comment Laura Leidigh
Public Comment Lawrence W. Dunstan, Naples, Florida
Public Comment Leon R. Avila, Miami, Florida
Public Comment Lisa Wicker, Woodville, Ohio
Public Comment Louis J. Macloskey, CFP, CLU, ChFC, West Palm Beach, Florida
Public Comment Louis N. Broyles, Representative for Mutual Service Corporation, Tampa, Florida
Public Comment Lynn Bullock, Lake Orion, Michigan
Public Comment Maralyn P. Henry, Maralyn Henry Financial Services- Owner, Aiken, South Carolina
Public Comment Margaret K. OMeara, CFP, AIFA, President, O'Meara Financial Group
Public Comment Marianne S. Miller, Mutual Service Corporation, San Antonio, Texas
Public Comment Marilyn S. Steinmetz, CFP, Avon, Connecticut
Public Comment Mark A. Reinert, CFP, Topeka, Kansas
Public Comment Mark F. Scribner, Branch Manager, Financial Consultant
Public Comment Martha A. Seidl, CFP, Appleton, Wisconsin
Public Comment Mary S. Romagosa, Esquire, Attorney, Lafayette, Louisiana
Public Comment Matthew H. Eaton, CFP, Bedford, New Hampshire
Public Comment Mel Robert
Public Comment Michael J. Carpenter
Public Comment Michael J. Durkin, CFP, Registered Representative of Mutual Service Corporation, Cincinnati, Ohio

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-06-04
Release Number
33-8358
34-49148
IC-26341
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