Comments on Proposed Rule: Investment Company Governance

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 13,748

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Date Received
Date Letter Type Commenter Name
Public Comment Nikhil Shukla, M.S.
Public Comment Peter W. Melitz, Westlake Village, California
Public Comment Richard Bryan, Austin, Texas
Public Comment Richard J. Gregory
Public Comment Richard Morgana, Bronx, New York
Public Comment Robert J. Rickard
Public Comment Robert K. Dyer, M.D., Retired, Hendersonville, North Carolina
Public Comment Robert L. Shaffer, Independent investor, Sierra Vista, Arizona
Public Comment Robert MacDonald
Public Comment Samuel D. Haskell, Ph.D, Douglasville, Georgia
Public Comment Stephen G. Stanton, Esquire, Paoli, Pennsylvania
Public Comment Thomas Bonito, CPA, New Jersey State Society of CPAs, Livingston, New Jersey
Public Comment Thomas H. Simmonds, owner of funds
Public Comment W. Weeber, ALPA, Seneca, South Carolina
Public Comment William Haight, State Not Identified In Complaint
Public Comment Thomas R. Reeves, Jonesboro, Arizona
Public Comment Bill Majure
Public Comment Gordon Fisher
Public Comment John D. Larson, Nevis, MN
Public Comment Lee B. Schierloh
Public Comment Ron & Nancy Cornell, Salt Lake City, UT
Public Comment Anonymous reviewer
Public Comment Clayton Yeutter, Hogan & Hartson
Public Comment Judd Gregg, Chairman, Subcommittee on Commerce, Justice, State, the Judiciary and Related Agencies
Public Comment Charles K. Carlson, President, Greenspring Fund, Incorporated
Public Comment Richard C. Breeden, G. Brandford Cook, Roderick M. Hills, Arthur Levitt, Harvey L. Pitt, David S. Ruder and Harold M. Williams, all of the living former Chairmen of the Securities and Exchange Commission
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a June 3 meeting with respresentatives of USAA
Public Comment Joseph J. Kearns
Public Comment John A. Hill, Chairman of the Board, Putnam Mutual Funds, Boston, Massachusetts
Public Comment John C. Bogle, Founder and Former CEO, The Vanguard Group

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-03-04
Release Number
IC-26323
How to submit comments