Comments on Proposed Rule: Investment Company Governance

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 13,748

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Date Received
Date Letter Type Commenter Name
Public Comment Michael G. Oxley, Chairman, Committee on Financial Services, U.S. House of Representatives
Public Comment Senator Robert Bennett
Public Comment Fergus Reid, Independent Chairman, JP Morgan Funds
Public Comment Glendon E. Johnson, Jr., Director, Ivy Funds, Washington, District of Columbia
Public Comment Allan S. Mostoff, President, and David S. Ruder, Chairman, Mutual Fund Directors Forum
Public Comment John A. Hill, Chairman, The Putnam Funds
Public Comment Lacy B. Herrmann, Chairman and Chief Executive Officer, Aquilasm Group of Funds
Public Comment Gary Anderson
Public Comment Gil Gutknecht, Member of Congress
Public Comment William F. Ausfahl, L. Dale Crandall, Thomas A. Larsen, and Will C. Wood, Dodge & Cox Funds
Public Comment Michael J. Downer, Capital Research and Management Company
Public Comment George R. Fisher, Newtown, PA
Public Comment James E. Grant, CPA, Author, National Public Speaker on Mutual Fund Investing, Carbondale, Colorado
Meeting with SEC Officials Memorandum from Daphne Tippens Chisolm, Counsel to Commissioner Goldschmid regarding a meeting with Marvin L. Mann, Chairman of the Independent Trustees of the Fidelity Funds, and Kenneth J. Berman, Debevoise & Plimpton LLP
Public Comment W. Hardy Callcott
Meeting with SEC Officials Memorandum from Daphne Tippens Chisolm, Counsel to Commissioner Goldschmid regarding meeting with Fidelity Management & Research Company
Public Comment Edward M. Tighe, Independent Trustee, Fort Lauderdale, Florida
Public Comment John E. Sunumu, U.S. Senator, Mike Crapo, U.S. Senator, Jim Bunning, U.S. Senator, Mike Enzi, U.S. Senator and Chuck Hagel, U.S. Senator
Public Comment Michael G. Smith, Independent Director of the Ivy Funds Board
Public Comment Jarold W. Boettcher, CFA
Public Comment Andrew A. Strauss, Esquire, Strauss & Associates, PA
Public Comment Joseph Harroz, Lead Independent Director, Board of Directors of the Ivy Funds
Meeting with SEC Officials Memorandum from the Office Commissioner Glassman regarding a March 25, 2004 meeting with representatives from the United Services Automobile Association
Public Comment Association for Investment Management and Research
Public Comment Mary Van Vliet
Public Comment [Revised]Eric D. Roiter, Senior Vice President and General Counsel, Fidelity Management & Research Company
Public Comment Jim Greene
Public Comment Sarah A.B. Teslik
Public Comment Phil Lamoreaux
Public Comment Mitchell M. Merin, President and Chief Operating Officer, Investment Management, MorganStanley

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-03-04
Release Number
IC-26323
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