Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
33-11345, 34-101950 Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2025
See Also - Press Release
34-101932 Amended and Restated Order Specifying the Manner and Format of Filing Unaudited Financial and Operational Information by Security-Based Swap Dealers and Major Security-Based Swap Participants that are not U.S. Persons and are Relying on Substituted Compli
34-101915 2025-8 Order Determining Whistleblower Claim Award
34-101899 S7-30-22 Order Granting Partial Stay
View Received Comments
34-101884 10-247 MX2 LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: January 31, 2025
View Received Comments
See Also - Form 1 Application and Exhibits
Submit a Comment on 10-247
34-101869 4-844 Order Declaring Effective a Minor Rule Violation Plan
Comments Due: 21 days after date of publication in the Federal Register.
Submit a Comment on 4-844
34-101866 SR-NYSEAMER-2024-63 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee (ORF)
Comments Due: by February 20, 2025. Rebuttal comments should be submitted by March 6, 2025.
See Also - Exhibit 5
Submit a Comment on SR-NYSEAMER-2024-63
34-101777 10-242 In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange, Findings, Opinion, and Order of the Commission
View Received Comments
33-11330, 34-101769, 39-2558 S7-2024-08 List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act
Comments Due: January 9, 2025
Submit a Comment on S7-2024-08
34-101759 4-845 Notice of Filing of Proposed Minor Rule Violation Plan
View Received Comments
34-101729 Notice pursuant to Rule 15c3-3a, Note H(b)(3)
Federal Register version
34-101721 2025-7 Order Determining Whistleblower Award Claim
34-101692 Order Granting FINRA’s Application for Relief From Certain Statutory Disqualification
34-101511 SBSDR-2023-01 Security-Based Swap Data Repositories; KOR Reporting, Inc.; Order Approving Application for Registration as a Security-Based Swap Data Repository
See Also - Notice of Filing of Application for Registration as a Security-Based Swap Data Repository
34-101506 2025-6 Order Determining Whistleblower Award Claim
34-101451 2025-5 Order Determining Whistleblower Award Claim
34-101431 10-242 Notice of Filing of Amendment No. 2 to an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
View Received Comments
See Also - Form 1 Application and Exhibits
34-101397 10-244 Green Impact Exchange, LLC; Order Instituting Proceedings to Determine Whether to Grant or Deny an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
View Received Comments
33-11319, 34-101375, IC-35361 S7-2024-06 Regulatory Agenda; Semiannual Regulatory Agenda
Comments Due: 30 days after publication in the Federal Register
Submit a Comment on S7-2024-06
34-101351 2025-4 Order Determining Whistleblower Award Claim
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