Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-102535 10-244 Green Impact Exchange, LLC; Notice of Filing of Amendment No. 2 to an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
View Received Comments
See Also - Form 1 Application and Exhibits
34-102512 2025-19 Order Determining Whistleblower Award Claim
34-102484 010-00248 Dream Exchange Holdings, Inc.; Notice of Filing of Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: April 17, 2025
See Also - Form 1 Application and Exhibits
34-102434 2025-17 Order Determining Whistleblower Award Claims
34-102433 2025-18 Order Determining Whistleblower Award Claim
34-102410 Order Granting Petition for Review and Scheduling Filing of Statements (File No. SR-NASDAQ-2024-016)
34-102339 2025-16 Order Determining Whistleblower Award Claim
34-102305 Order Granting Registration of Security-Based Swap Execution Facilities
34-102302 4-845 Self-Regulatory Organizations; MIAX Emerald, LLC; Order Declaring Effective a Minor Rule Violation Plan
View Received Comments
33-11360, 34-102235 Order Regarding Review of Financial Accounting Standards Board (“FASB”) Accounting Support Fee for 2025 Under Section 109 of the Sarbanes-Oxley Act of 2002
34-102232 2025-15 Order Determining Whistleblower Award Claim
34-102223 10-244 Green Impact Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange...
View Received Comments
34-102206 2025-14 Order Determining Whistleblower Award Claim
34-102200 600-44 CME Securities Clearing, Inc.; Notice of Filing of an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
Comments Due: March 10, 2025
View Received Comments
See Also - Form CA-1 Application and Exhibits
34-102159 2025-13 Order Determining Whistleblower Award Claim
34-102158 2025-12 Order Determining Whistleblower Award Claim
33-11350, 34-102134, IA-6808, IC-35442 Adjustments to Civil Monetary Penalty Amounts
34-102114 2025-11 Order Determining Whistleblower Award Claim
34-102023 2025-10 Order Determining Whistleblower Award Claim
34-101986 Omnibus Order Extending the Engagement of Two Tax Administrators for Appointment on a Case-By-Case Basis in Administrative Proceedings that Establish Distribution Funds
34-102004 2025-9 Order Determining Whistleblower Claim Award
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