See also Investment Company Act Deregistration Notices and Orders.

Investment Company Act Notices and Orders Table

Release Number
File Number:812-15546 Date: Investment Company:Felicitas Private Markets Fund and Skypoint Capital Advisors, LLC Type:Investment Company Act Notice Release Number:IC-35154
Category:Multi-Class
File Number:812-15531 Date: Investment Company:James Alpha Funds Trust d/b/a Easterly Funds Trust, et al. Type:Investment Company Act Notice Release Number:IC-35153
Category:Multi-Manager - Voting & Disclosure
File Number:812-15464 Date: Investment Company:Antares Private Credit Fund, et al. Type:Investment Company Act Notice Release Number:IC-35152
Category:Co-Investment
File Number:812-15502 Date: Investment Company:BlP Ventures Evergreen BDC, et al Type:Investment Company Act Order Release Number:IC-35151
Category:Co-Investment
File Number:812-15381 Date: Investment Company:First Trust Real Assets Fund, et al. Type:Investment Company Act Notice Release Number:IC-35150
Category:Co-Investment
File Number:812-15490 Date: Investment Company:Diameter Credit Company et.al Type:Investment Company Act Order Release Number:IC-35149
Category:Co-Investment
File Number:812-15209 Date: Investment Company:Blue Tractor ETF Trust, et al. Type:Investment Company Act Order Release Number:IC-35148
Category:Exchange Traded Funds - Active
File Number:812-15516 Date: Investment Company:Roundhill ETF Trust and Roundhill Financial Inc. Type:Investment Company Act Order Release Number:IC-35147
Category:Multi-Manager - Voting & Disclosure
File Number:812-15526 Date: Investment Company:BondBloxx ETF Trust Type:Investment Company Act Order Release Number:IC-35146
Category:Multi-Manager - Voting & Disclosure
File Number:812-15403 Date: Investment Company:Investment Managers Series Trust and Liberty Street Advisors, Inc. Type:Investment Company Act Order Release Number:IC-35145
Category:Multi-Manager - Voting & Disclosure
File Number:812-15527 Date: Investment Company:Coller Secondaries Private Equity Opportunities Fund and Coller Private Market Secondaries Advisors, LLC Type:Investment Company Act Notice Release Number:IC-35143
Category:Multi-Class
File Number:812-15431 Date: Investment Company:Golub Capital BDC Inc., et al. Type:Investment Company Act Order Release Number:IC-35136
Category:Co-Investment
File Number:812-15537 Date: Investment Company:Axxes Private Markets Fund and Axxes Advisors LLC Type:Investment Company Act Order Release Number:IC-35135
Category:Multi-Class
File Number:812-15534 Date: Investment Company:AMG Pantheon Credit Solutions Fund and Pantheon Ventures (US) LP Type:Investment Company Act Order Release Number:IC-35134
Category:Multi-Class
File Number:812-15468 Date: Investment Company:AB CarVal Opportunistic Credit Fund, et al. Type:Investment Company Act Order Release Number:IC-35133
Category:Multi-Class
File Number:812-15488 Date: Investment Company:Barings Corporate Investors, et al. Type:Investment Company Act Notice Release Number:IC-35131
Category:Co-Investment
File Number:812-15493 Date: Investment Company:CAZ Strategic Opportunities Fund, et al. Type:Investment Company Act Order Release Number:IC-35130
Category:Co-Investment
File Number:812-15477 Date: Investment Company:GC Advisors LLC and Golub Capital Private Credit Fund Type:Investment Company Act Order Release Number:IC-35128
Category:Multi-Class
File Number:812-15502 Date: Investment Company:BIP Ventures Evergreen BDC, et al Type:Investment Company Act Notice Release Number:IC-35127
Category:Co-Investment
File Number:812-15479 Date: Investment Company:Venerable Insurance and Annuity Company, et al. Type:Investment Company Act Order Release Number:IC-35126
Category:Insurance Products - Exchange Offer
File Number:812-15495 Date: Investment Company:Elevation Series Trust, Sovereign’s Capital Management, LLC Type:Investment Company Act Order Release Number:IC-35125
Category:Multi-Manager - Voting & Disclosure
File Number:812-15522 Date: Investment Company:Octagon XAI CLO Income Fund and XA Investments LLC Type:Investment Company Act Order Release Number:IC-35124
Category:Multi-Class
File Number:812-15490 Date: Investment Company:Diameter Credit Company, et al. Type:Investment Company Act Notice Release Number:IC-35122
Category:Co-Investment
File Number:812-15209 Date: Investment Company:Blue Tractor ETF Trust and Blue Tractor Group, LLC Type:Investment Company Act Notice Release Number:IC-35121
Category:Exchange Traded Funds - Active
File Number:812-15516 Date: Investment Company:Roundhill ETF Trust and Roundhill Financial Inc. Type:Investment Company Act Notice Release Number:IC-35120
Category:Multi-Manager - Voting & Disclosure
File Number:812-15526 Date: Investment Company:BondBloxx ETF Trust Type:Investment Company Act Notice Release Number:IC-35119
Category:Multi-Manager - Voting & Disclosure
File Number:812-15403 Date: Investment Company:Investment Managers Series Trust and Liberty Street Advisors, Inc. Type:Investment Company Act Notice Release Number:IC-35118
Category:Multi-Manager - Voting & Disclosure
File Number:812-15534 Date: Investment Company:AMG Pantheon Credit Solutions Fund and Pantheon Ventures (US) LP Type:Investment Company Act Notice Release Number:IC-35116
Category:Multi-Class
File Number:812-15537 Date: Investment Company:Axxes Private Markets Fund and Axxes Advisors LLC Type:Investment Company Act Notice Release Number:IC-35115
Category:Multi-Class
File Number:812-15431 Date: Investment Company:Golub Capital BDC Inc., et al. Type:Investment Company Act Notice Release Number:IC-35114
Category:Co-Investment
File Number:812-15468 Date: Investment Company:AB CarVal Opportunistic Credit Fund, et al. Type:Investment Company Act Notice Release Number:IC-35095
Category:Multi-Class
File Number:812-15493 Date: Investment Company:CAZ Strategic Opportunities Fund, et al. Type:Investment Company Act Notice Release Number:IC-35094
Category:Co-Investment
File Number:812-15429 Date: Investment Company:AB CarVal Opportunistic Credit Fund, et al. Type:Investment Company Act Order Release Number:IC-35093
Category:Co-Investment
File Number:812-15513 Date: Investment Company:Mainstay Mackay Municipal Income Opportunities Fund and New York Life Investment Management LLC Type:Investment Company Act Order Release Number:IC-35092
Category:Multi-Class
File Number:812-15530 Date: Investment Company:Nuveen Enhanced Floating Rate Income Fund, et al. Type:Investment Company Act Order Release Number:IC-35091
Category:Interval Funds
File Number:812-15477 Date: Investment Company:GC Advisors LLC and Golub Capital Private Credit Fund Type:Investment Company Act Notice Release Number:IC-35090
Category:Multi-Class
File Number: Date: Investment Company:Venerable Insurance and Annuity Company, et al. Type:Investment Company Act Notice Release Number:IC-35089
Category:Insurance Products - Exchange Offer
File Number:812-15495 Date: Investment Company:Elevation Series Trust, et al. Type:Investment Company Act Notice Release Number:IC-35087
Category:Multi-Manager - Voting & Disclosure
File Number:812-15522 Date: Investment Company:Octagon XAI CLO Income Fund and XA Investments LLC Type:Investment Company Act Notice Release Number:IC-35086
Category:Multi-Class
File Number:812-15429 Date: Investment Company:AB CarVal Opportunistic Credit Fund, et al. Type:Investment Company Act Notice Release Number:IC-35083
Category:Co-Investment
File Number:812-15530 Date: Investment Company:Nuveen Enhanced Floating Rate Income Fund, et al. Type:Investment Company Act Notice Release Number:IC-35081
Category:Interval Funds
File Number:812-15513 Date: Investment Company:Mainstay Mackay Municipal Income Opportunities Fund and New York Life Investment Management LLC Type:Investment Company Act Notice Release Number:IC-35080
Category:Multi-Class
File Number:812-15509 Date: Investment Company:CAZ Strategic Opportunities Fund and CAZ Investments Registered Adviser LLC Type:Investment Company Act Order Release Number:IC-35072
Category:Multi-Class
File Number:812-15514 Date: Investment Company:IndexIQ Active ETF Trust and IndexIQ Advisors LLC Type:Investment Company Act Order Release Number:IC-35071
Category:Multi-Manager - Voting & Disclosure
File Number:812-15506 Date: Investment Company:Meketa Infrastructure Fund and Meketa Capital, LLC Type:Investment Company Act Order Release Number:IC-35070
Category:Multi-Class
File Number:812-15467 Date: Investment Company:Oxford Park Income Fund, Inc. and Oxford Park Management, LLC Type:Investment Company Act Order Release Number:IC-35069
Category:Multi-Class
File Number:812-15511 Date: Investment Company:Jackson Credit Opportunities Fund and Jackson National Asset Management, LLC Type:Investment Company Act Order Release Number:IC-35066
Category:Multi-Class
File Number:812-15458 Date: Investment Company:John Hancock GA Mortgage Trust, et al. Type:Investment Company Act Order Release Number:IC-35064
Category:Co-Investment
File Number:812-15459 Date: Investment Company:Saratoga Investment Advisors, LLC, et al. Type:Investment Company Act Order Release Number:IC-35065
Category:Co-Investment
File Number:812-15392 Date: Investment Company:Kayne Anderson Energy Infrastructure Fund, Inc., et al. Type:Investment Company Act Order Release Number:IC-35063
Category:Co-Investment
File Number:812-15439 Date: Investment Company:Nomura Alternative Income Fund, et al. Type:Investment Company Act Order Release Number:IC-35062
Category:Co-Investment
File Number:812-15514 Date: Investment Company:IndexIQ Active ETF Trust and IndexIQ Advisors LLC Type:Investment Company Act Notice Release Number:IC-35055
Category:Multi-Manager - Voting & Disclosure
File Number:812-15509 Date: Investment Company:CAZ Strategic Opportunities Fund and CAZ Investments Registered Adviser LLC Type:Investment Company Act Notice Release Number:IC-35053
Category:Multi-Class
File Number:812-15506 Date: Investment Company:Meketa Infrastructure Fund and Meketa Capital, LLC Type:Investment Company Act Notice Release Number:IC-35056
Category:Multi-Class
File Number:812-15467 Date: Investment Company:Oxford Park Income Fund, Inc. and Oxford Park Management, LLC Type:Investment Company Act Notice Release Number:IC-35052
Category:Multi-Class
File Number:812-15443 Date: Investment Company:Eaton Vance Floating-Rate Opportunities Fund and Eaton Vance Management Type:Investment Company Act Order Release Number:IC-35054
Category:Multi-Class
File Number:812-15511 Date: Investment Company:Jackson Credit Opportunities Fund and Jackson National Asset Management, LLC Type:Investment Company Act Notice Release Number:IC-35051
Category:Multi-Class
File Number:812-15458 Date: Investment Company:John Hancock GA Mortgage Trust, et al. Type:Investment Company Act Notice Release Number:IC-35050
Category:Co-Investment
File Number:812-15398 Date: Investment Company:26North BDC, Inc., et al. Type:Investment Company Act Order Release Number:IC-35049
Category:Co-Investment
File Number:812-15426 Date: Investment Company:Brookfield Infrastructure Income Fund, Inc. and Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. Type:Investment Company Act Order Release Number:IC-35048
Category:Multi-Class
File Number:812-15459 Date: Investment Company:Saratoga Investment Advisors, LLC, et al. Type:Investment Company Act Notice Release Number:IC-35047
Category:Co-Investment
File Number:812-15392 Date: Investment Company:Kayne Anderson Energy Infrastructure Fund, Inc., et al. Type:Investment Company Act Notice Release Number:IC-35046
Category:Co-Investment
File Number:812-15439 Date: Investment Company:Nomura Alternative Income Fund, et al. Type:Investment Company Act Notice Release Number:IC-35045
Category:Co-Investment
File Number:812-15443 Date: Investment Company:Eaton Vance Floating-Rate Opportunities Fund and Eaton Vance Management Type:Investment Company Act Notice Release Number:IC-35040
Category:Multi-Class
File Number:812-15497 Date: Investment Company:Baseline CRE Income Fund, et al. Type:Investment Company Act Order Release Number:IC-35039
Category:Multi-Class
File Number:812-15492 Date: Investment Company:Accordant ODCE Index Fund and Accordant Investments LLC Type:Investment Company Act Order Release Number:IC-35038
Category:Multi-Class
File Number:812-15404 Date: Investment Company:Alti Private Equity Access and Commitments Fund, et al Type:Investment Company Act Order Release Number:IC-35037
Category:Multi-Class
File Number:812-15398 Date: Investment Company:26North BDC, Inc., et al. Type:Investment Company Act Notice Release Number:IC-35036
Category:Co-Investment
File Number:812-15481 Date: Investment Company:T. Rowe Price OHA Select Private Credit Fund, et al. Type:Investment Company Act Order Release Number:IC-35034
Category:Multi-Class
File Number:812-15426 Date: Investment Company:Brookfield Infrastructure Income Fund, Inc. and Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. Type:Investment Company Act Notice Release Number:IC-35033
Category:Multi-Class
File Number:812-15415 Date: Investment Company:Brookfield Infrastructure Income Fund Inc., et al. Type:Investment Company Act Order Release Number:IC-35032
Category:Co-Investment
File Number:812-15404 Date: Investment Company:Alti Private Equity Access and Commitments Fund, et al Type:Investment Company Act Notice Release Number:IC-35027
Category:Multi-Class
File Number:812-15497 Date: Investment Company:Baseline CRE Income Fund, et al. Type:Investment Company Act Notice Release Number:IC-35026
Category:Multi-Class
File Number:812-15492 Date: Investment Company:Accordant ODCE Index Fund, and Accordant Investments LLC Type:Investment Company Act Notice Release Number:IC-35025
Category:Multi-Class
File Number:812-15462 Date: Investment Company:Onex Falcon Direct Lending BDC Fund, et al. Type:Investment Company Act Order Release Number:IC-35023
Category:Co-Investment
File Number:812-15481 Date: Investment Company:T. Rowe Price OHA Select Private Credit Fund, et al. Type:Investment Company Act Notice Release Number:IC-35022
Category:Multi-Class
File Number:812-15415 Date: Investment Company:Brookfield Infrastructure Income Fund Inc., et al. Type:Investment Company Act Notice Release Number:IC-35001
Category:Co-Investment
File Number:813-00408 Date: Investment Company:Apollo Global Management, Inc. Type:Investment Company Act Notice Release Number:IC-34995
Category:Employees Securities Company
File Number:812-15462 Date: Investment Company:Onex Falcon Direct Lending BDC Fund, et al. Type:Investment Company Act Notice Release Number:IC-34994
Category:Co-Investment
File Number:812-15423 Date: Investment Company:Alpha Alternative Assets Fund and Alpha Growth Management LLC Type:Investment Company Act Order Release Number:IC-34989
Category:Multi-Class
File Number:812-15472 Date: Investment Company:Polen Credit Opportunities Fund and Polen Capital Credit, LLC Type:Investment Company Act Order Release Number:IC-34988
Category:Multi-Class
File Number:812-15461 Date: Investment Company:T. Rowe Price OHA Select Private Credit Fund, et al. Type:Investment Company Act Order Release Number:IC-34987
Category:Co-Investment
File Number:812-15430 Date: Investment Company:RM Opportunity Trust and Rocky Mountain Private Wealth Management L.L.C Type:Investment Company Act Order Release Number:IC-34986
Category:Multi-Manager - Voting & Disclosure
File Number:812-15181 Date: Investment Company:KKR Real Estate Select Trust Inc., et al. Type:Investment Company Act Order Release Number:IC-34985
Category:Co-Investment
File Number:813-00408 Date: Investment Company:Apollo Global Management, Inc. Type:Investment Company Act Notice Release Number:IC-34984
Category:Employees Securities Company
File Number:812-15465 Date: Investment Company:PACE Select Advisors Trust, et al. Type:Investment Company Act Order Release Number:IC-34983
Category:Non-In-Person Board Meetings
File Number:812-15463 Date: Investment Company:Crescent Private Credit Income Corp., et al. Type:Investment Company Act Order Release Number:IC-34981
Category:Multi-Class
File Number:812-15460 Date: Investment Company:Morningstar Funds Trust, et al. Type:Investment Company Act Order Release Number:IC-34980
Category:Non-In-Person Board Meetings
File Number:812-15472 Date: Investment Company:Polen Credit Opportunities Fund and Polen Capital Credit, LLC Type:Investment Company Act Notice Release Number:IC-34967
Category:Multi-Class
File Number:812-15423 Date: Investment Company:Alpha Alternatives Assets Funds Type:Investment Company Act Notice Release Number:IC-34966
Category:Multi-Class
File Number:812-15422 Date: Investment Company:MBC Total Private Markets Access Fund, et al. Type:Investment Company Act Order Release Number:IC-34965
Category:Co-Investment
File Number:812-15430 Date: Investment Company:RM Opportunity Trust and Rocky Mountain Private Wealth Management L.L.C Type:Investment Company Act Notice Release Number:IC-34964
Category:Multi-Manager - Voting & Disclosure
File Number:812-15461 Date: Investment Company:T. Rowe Price OHA Select Private Credit Fund, et al. Type:Investment Company Act Notice Release Number:IC-34963
Category:Co-Investment
File Number:812-15181 Date: Investment Company:KKR Real Estate Select Trust Inc., et al. Type:Investment Company Act Notice Release Number:IC-34962
Category:Co-Investment
File Number:812-15323 Date: Investment Company:Vista Credit Strategic Lending Corp. et al. Type:Investment Company Act Notice Release Number:IC-34961
Category:Co-Investment
File Number:812-13351 Date: Investment Company:FBR Fund Advisers, Inc., FBR Investment Services, Inc., and FBR Investment Management, Inc. (Order) Type:Investment Company Act Order Release Number:27676
Category:
File Number:812-15465 Date: Investment Company:PACE Select Advisors Trust, et al. Type:Investment Company Act Notice Release Number:IC-34960
Category:Non-In-Person Board Meetings
File Number:812-15460 Date: Investment Company:Morningstar Funds Trust and Morningstar Investment Management LLC. Type:Investment Company Act Notice Release Number:34958
Category:Non-In-Person Board Meetings
File Number:812-15463 Date: Investment Company:Morningstar Funds Trust and Morningstar Investment Management LLC. Type:Investment Company Act Notice Release Number:34957
Category:Multi-Class
File Number:812-15463 Date: Investment Company:Crescent Private Credit Income Corp., and Crescent Cap NT Advisors, LLC. Type:Investment Company Act Notice Release Number:34957
Category:Multi-Class