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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-48833 | Nov 25, 2003 | SR-NYSE-2003-33 | New York Stock Exchange LLC (NYSE) | Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. Relating to Exchange Fees for Closed-End Funds View Received Comments See Also - Rel. No. 34-49414 |
| 34-48818 | Nov 21, 2003 | SR-Amex-2003-28 | American Stock Exchange (Amex) | Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change by the American Stock Exchange LLC Relating to the Elimination of the 10-Second Interval at Which Persons May Enter Auto-Ex Eligible Orders for Exchange-Traded Funds View Received Comments |
| 34-48815 | Nov 20, 2003 | SR-CBOE-2003-33 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc., Relating to Non-Member Market Maker Transaction Fees View Received Comments See Also - Rel. No. 34-50484 |
| 34-48807 | Nov 19, 2003 | SR-CBOE-2003-40 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to Options on Certain CBOE Volatility Indices View Received Comments See Also - Rel. No. 34-49563 |
| 34-48787 | Nov 14, 2003 | SR-BSE-2003-17 | Boston Stock Exchange (BSE) | Notice of Filing of Proposed Rule Change by the Boston Stock Exchange, Inc. Establishing Fees for the Proposed Boston Options Exchange Facility See Also - Rel. No. 34-49066 |
| 34-48764 | Nov 7, 2003 | SR-NYSE-2003-34 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to the Amendment and Restatement of the Constitution of the Exchange To Reform the Governance and Management Architecture of the Exchange View Received Comments See Also - Rel. No. 34-48946 |
| 34-48745 | Nov 4, 2003 | SR-NASD-2002-141, SR-NYSE-2002-33, SR-NASD-2002-80, SR-NASD-2002-138, SR-NASD-2002-139, SR-NASD-2002-141 | National Association of Securities Dealers (NASD), New York Stock Exchange LLC (NYSE) | Order Granting Accelerated Approval of Amendment Nos. 2 and 3 to SR-NYSE-2002-33, Amendment Nos. 2, 3, 4 and 5 to SR-NASD-2002-141, Amendment Nos. 2 and 3 to SR-NASD-2002-80, Amendment Nos. 1, 2, and 3 to SR-NASD-2002-138, and Amendment No. 2 to SR-NASD-2002-139, Relating to Corporate Governance View Received Comments See Also - Rel. No. 34-47672, Comments received for SR-NYSE-2002-33, are available for this notice. Comments received for SR-NASD-2002-77, are available for this notice. Comments received for SR-NASD-2002-80, are available for this notice. Comments received for SR-NASD-2002-138, are available for this notice. Comments received for SR-NASD-2002-139, are available for this notice. Comments received for SR-NASD-2002-141 |
| 34-48733 | Oct 31, 2003 | SR-BSE-2003-16 | Boston Stock Exchange (BSE) | Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Boston Stock Exchange, Inc. Relating to Shareholder Approval of Equity Compensation Plans |
| 34-48738 | Oct 31, 2003 | SR-CSE-2003-11 | National Stock Exchange (NSX) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto by the Cincinnati Stock Exchange Relating to Shareholder Approval of Equity Compensation Plans |
| 34-48734 | Oct 31, 2003 | SR-CHX-2003-31 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Inc. Relating to Shareholder Approval of Equity Compensation Plans and the Voting of Proxies |