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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-48435 | Sep 3, 2003 | SR-NYSE-2003-23 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Repealing Exchange Rule 500 and Amending Section 806 of the Listed Company Manual View Received Comments See Also - Rel. No. 34-48720 |
| 34-48355 | Aug 15, 2003 | SR-BSE-2002-15 | Boston Stock Exchange (BSE) | Notice of Filing of Amendment No. 3 to the Proposed Rule Change by the Boston Stock Exchange, Inc. Establishing Trading Rules for the Boston Options Exchange Facility View Received Comments See Also - Rel. No. 34-49068, Rel. No. 34-47186, Amendment No. 3 including trading rules |
| 34-48351 | Aug 15, 2003 | SR-PCX-2003-34 | NYSE Arca (NYSEARCA) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Pacific Exchange, Inc., and Amendment No. 1 Thereto, Relating to its Arbitration Program View Received Comments |
| 34-48333 | Aug 13, 2003 | SR-PCX-2003-37 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 by the Pacific Exchange, Inc. Relating to a One-Year Extension of the Automatic Opening Rotation Pilot Program |
| 34-48313 | Aug 8, 2003 | SR-Phlx-2003-49 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Member Voting View Received Comments |
| 34-48306 | Aug 8, 2003 | SR-CBOE-2003-24 | Cboe Exchange, Inc. (CBOE) | Order Approving a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated To Interpret Rules Relating to Margin Requirements for Certain Complex Options Spreads on a Pilot Basis View Received Comments See Also - Rel. No. 34-48115 |
| 34-48172 | Jul 14, 2003 | SR-Amex-2003-34 | American Stock Exchange (Amex) | Order Granting Approval of Proposed Rule Change by the American Stock Exchange LLC, Relating to Indications, Openings and Re-Openings |
| 34-48115 | Jul 1, 2003 | SR-CBOE-2003-24 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated to Interpret Rules Relating to Margin Requirements for Certain Complex Options Spreads on a Pilot Basis View Received Comments See Also - Rel. No. 34-48306 |
| 34-48076 | Jun 23, 2003 | SR-CHX-2003-15 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change by the Chicago Stock Exchange, Incorporated To Amend the Membership Dues and Fees Schedule To Increase the Specialist Tape Credits for Certain Trades in Tape A and Tape B Securities View Received Comments See Also - Rel. No. 34-48447 |
| 34-48053 | Jun 17, 2003 | SR-Amex-2003-50 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC and Amendment No. 1 Thereto Relating to a Marketing Fee To Be Imposed on Certain Transactions of Specialists and Registered Options Traders View Received Comments |