Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments to NASD Rules 4200 and 4350 Regarding Board Independence and Independent Committee

(Release No. 34-47516; File No. SR-NASD-2002-141)

• Comments of Joseph S. Schwertz Jr., Whitney Holding Corporation, December 3, 2003 (File name: whitney120303.htm)

• Comments of Dorothy M. Donohue, Associate Counsel, Investment Company Institute, December 3, 2003 (File name: ici120303.pdf)

• Comments of Sarah A.B. Teslik, Executive Director, Council of institutional Investors, November 18, 2003 (File name: srnasd2002141-29.pdf)

• Comments of Richard L. Trumka, American Federation of Labor and Congress of Industrial Organizations, November 4, 2003 (File name: srnasd2002141-27.pdf)

• Comments of Mark R. Beatty, General Counsel, Cascade Investment, LLC, October 31, 2003 (File name: cascade103103.htm)

• Memorandum from Russell Mancuso, Counsel to Chairman Donaldson, regarding meeting with representatives of state treasuries and state retirement funds dated October 30, 2003 (File name: mancuso103003.htm)

• Comments of Morton Bahr, Communications Workers of America, AFL-CIO, October 27, 2003 (File name: cwa102703.htm)

• Comments of Chris Owens, October 14, 2003 (File name: cowens101403.txt)

• Comments of Peter S. Brown, Senior Vice President and General Counsel, Arrow Electronics, Inc., August 28, 2003 (File name: srnasd2002141-24.pdf)

• Comments of Mark R. Beatty, General Counsel, Cascade Investment, LLC, July 3, 2003 (File name: cascade070303.htm)
• Comments of Gary P. Kreider, Keating, Muething & Klekamp, P.L.L., July 1, 2003 (File name: keating070103.htm)
• Comments of George Kolber, July 1, 2003 (File name: gkolber070103.htm)
• Comments of Peter M. Herman, CEO, Domaille Engineering, LLC, June 3, 2003 (File name: domaille060303.txt)
• Comments of Stanley Keller, Chair, Committee on Federal Regulation of Securities and Robert Todd Lang, Chair, Task Force on Listing Standards, American Bar Association, June 2, 2003 (File name: aba060203.htm)
• Comments of Fritz Heimann, Chairman, and Nancy Zucker Boswell, Managing Director, Transparency International-USA, May 28, 2003 (File name: transparency052803.htm)
• Comments of David A. Kastelic, Esq., Senior Vice President and General Counsel, Cenex Harvest States Cooperatives, April 21, 2003 (File name: srnasd2002141-9.pdf)
• Comments of Charlotte M. Bahin, Director of Regulatory Affairs and Senior Regulatory Counsel, America's Community Bankers, April 17, 2003 (File name: srnasd2002141-6.pdf)
• Comments of Sarah A. Miller, Director, Center for Securities, Trust and Investments, American Bankers Association, April 17, 2003 (File name: amerbanker041703.htm)
• Comments of Mark G. Heesen, President, National Venture Capital Association, April 16, 2003 (File name: nvca041603.htm)
• Comments of Craig S. Tyle, General Counsel, Investment Company Institute, April 15, 2003 (File name: ici041503.htm)
• Comments of Cary Klafter, Vice President, Legal and Government Affairs, Corporate Secretary, Intel Corporation, April 11, 2003 (File name: intel041103.txt)
• Comments of D. Scott Huggins, CIA, CFSA, CFE, Senior Vice President & Chief Auditor, Fulton Financial Corporation, April 1, 2003 (File name: fultonfin040103.htm)

http://www.sec.gov/rules/sro/nasd2002141.shtml