Comments on SRO Rulemaking

Self-Regulatory Organizations; New York Stock Exchange, Inc. and National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Changes (SR-NYSE-2002-33 and SR-NASD-2002-141) and Amendments No. 1 thereto; Order Approving Proposed Rule Changes (SR-NASD-2002-77, SR-NASD-2002-80, SR-NASD-2002-138 and SR-NASD-2002-139) and Amendments No. 1 to SR-NASD-2002-80 and SR-NASD-2002-139; and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 2 and 3 to SR-NYSE-2002-33, Amendment Nos. 2, 3, 4 and 5 to SR-NASD-2002-141, Amendment Nos. 2 and 3 to SR-NASD-2002-80, Amendment Nos. 1, 2, and 3 to SR-NASD-2002-138, and Amendment No. 2 to SR-NASD-2002-139, Relating to Corporate Governance

SR-NYSE-2002-33, SR-NASD-2002-77, SR-NASD-2002-80, SR-NASD-2002-138, SR-NASD-2002-139, and SR-NASD-2002-141

• Comments of Joseph S. Schwertz Jr., Whitney Holding Corporation, December 3, 2003 (File name: whitney120303.htm)

• Comments of Dorothy M. Donohue, Associate Counsel, Investment Company Institute, December 3, 2003 (File name: ici120303.pdf)

• Sarah A.B. Teslik, Executive Director, Council of Institutional Investors, November 18, 2003 (File name: srnasd2002138-2.pdf)

• Sullivan & Cromwell, July 31, 2003 (File name: srnasd2002138-1.pdf)

http://www.sec.gov/rules/sro/nasd2002138.shtml