Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-63313 | Nov 12, 2010 | SR-MSRB-2010-14 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Amendments to Rule A-12, on Initial Fee, and Rule A-14, on Annual Fee View Received Comments |
| 34-63307 | Nov 12, 2010 | SR-MSRB-2010-13 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Amendments to Rule A-7, on Assessments, and Rule A-8, on Rulemaking Procedures View Received Comments |
| 34-63310 | Nov 12, 2010 | SR-MSRB-2010-12 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Revisions to the Study Outline and Selection Specifications for the Municipal Securities Representative Qualification Examination (Series 52) Program |
| 34-63309 | Nov 12, 2010 | SR-MSRB-2010-16 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendments to Rule G-5, on Disciplinary Actions by Appropriate Regulatory Agencies, Remedial Notices by Registered Securities Associations; and Rule G-17, on Conduct of Municipal Securities Activities View Received Comments See Also - Rel. No. 34-63599 |
| 34-63086 | Oct 13, 2010 | SR-MSRB-2010-03 | Municipal Securities Rulemaking Board (MSRB) | Order Approving Proposed Rule Change Relating to Amendments to the Continuing Disclosure Service of the MSRB's Electronic Municipal Market Access System (EMMA) View Received Comments |
| 34-63095 | Oct 13, 2010 | SR-MSRB-2010-10 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule A-13 To Increase Transaction Assessments for Certain Municipal Securities Transactions Reported to the Board and To Institute a New Technology Fee on Reported Sales Transactions View Received Comments See Also - Rel. No. 34-63621 |
| 34-63089 | Oct 13, 2010 | SR-MSRB-2010-09 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change Consisting of Fee Changes to Its Real-Time Transaction Price Service and Comprehensive Transaction Price Service, and Termination of Its T+1 Transaction Price Service See Also - Rel. No. 34-63340 |
| 34-63088 | Oct 13, 2010 | SR-MSRB-2010-11 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Amended and Restated Articles of Incorporation of Municipal Securities Rulemaking Board |
| 34-63073 | Oct 12, 2010 | SR-MSRB-2010-07 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of Proposed Rule Change Relating to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business See Also - Rel. No. 34-62830 |
| 34-63025 | Sep 30, 2010 | SR-MSRB-2010-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 to and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule A-3, on Membership on the Board, To Comply With the Dodd-Frank Wall Street Reform and Consumer Protection Act View Received Comments |