Comments on MSRB Rulemaking

Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule G-5, on Disciplinary Actions by Appropriate Regulatory Agencies, Remedial Notices by Registered Securities Associations; and Rule G-17, on Conduct of Municipal Securities Activities

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a January 13, 2011, meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA)
Public Comment Colette Irwin-Knott, President, National Association of Independent Public Finance Advisors, Montgomery, Illinois

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2010-16
Release Number
34-63309
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