Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100399 | Jun 21, 2024 | SR-FICC-2024-005 | Fixed Income Clearing Corporation (FICC) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement of All Eligible Secondary Market Transacti Comments Due: July 18, 2024. Rebuttal comments should be submitted by August 1, 2024. View Received Comments Submit a Comment on Submit Comments on SR-FICC-2024-005 |
| 34-100141 | May 14, 2024 | SR-FICC-2024-003 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning the Adoption of a Minimum Margin Amount at GSD See Also - Exhibit 3, Exhibit 5 |
| 34-100137 | May 14, 2024 | SR-FICC-2024-008 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Modify the GSD Rules and MBSD Rules to Update Certain Member Requirements Under CCLF Comments Due: June 10, 2024 See Also - Exhibit 5 Submit a Comment on SR-FICC-2024-008
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| 34-100075 | May 8, 2024 | SR-FICC-2024-006 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the Clearing Agency Risk Management Framework. |
| 34-100031 | Apr 25, 2024 | SR-FICC-2024-005 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement of All Eligible Secondary Market Transactions in U.S. Tr View Received Comments |
| 34-100022 | Apr 24, 2024 | SR-FICC-2024-007 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactio View Received Comments |
| 34-99844 | Mar 22, 2024 | SR-FICC-2024-007 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) to Address the Conditions of No Comments Due: April 18, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99817 | Mar 21, 2024 | SR-FICC-2024-005 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities Comments Due: April 17, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99805 | Mar 20, 2024 | SR-FICC-2024-006 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: April 16, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99774 | Mar 19, 2024 | SR-FICC-2024-004 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework Comments Due: April 15, 2024 See Also - Exhibit 5a, Exhibit 5b |