Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99769 | Mar 19, 2024 | SR-FICC-2024-003 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt a Minimum Margin Amount at GSD View Received Comments Submit a Comment on SR-FICC-2024-003
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| 34-99710 | Mar 11, 2024 | SR-FICC-2024-003 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Adopt a Minimum Margin Amount at GSD Comments Due: April 5, 2024 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-99462 | Feb 2, 2024 | SR-FICC-2024-002 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify How FICC Applies the Minimum Charge Comments Due: February 29, 2024 See Also - Exhibit 5 |
| 34-99447 | Jan 30, 2024 | SR-FICC-2024-001 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Methodology Documents Comments Due: February 27, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99097 | Dec 6, 2023 | SR-FICC-2023-016 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: January 2, 2024 See Also - Exhibit 5 |
| 34-98882 | Nov 8, 2023 | SR-FICC-2023-014 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change Relating to the GSD and MBSD Schedules of Haircuts for Eligible Clearing Fund Securities |
| 34-98813 | Oct 27, 2023 | SR-FICC-2023-015 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Clearing Agency Operational Risk Management Framework Comments Due: November 24, 2023 See Also - Exhibit 5 |
| 34-98592 | Sep 28, 2023 | SR-FICC-2023-014 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change Relating to the GSD and MBSD Schedules of Haircuts for Eligible Clearing Fund Securities See Also - Exhibit 5, Exhibit 3 |
| 34-98558 | Sep 27, 2023 | SR-FICC-2023-012 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Margin Liquidity Adjustment Charge Comments Due: October 24, 2023 |
| 34-98494 | Sep 25, 2023 | SR-FICC-2023-011 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Portfolio Differential Charge as an Additional Component to the Government Securities Division Required Fund Deposit |