Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-52655 | Oct 24, 2005 | SR-FICC-2005-15 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Charges for Communications Fees To Continue Operating Legacy Communication Networks |
| 34-52654 | Oct 21, 2005 | SR-FICC-2005-16 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Maturity Periods Set Forth in Margin Factor Tables |
| 34-52631 | Oct 18, 2005 | SR-FICC-2005-14 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change Relating to the Federal Reserve's National Settlement System See Also - Rel. No. 34-52853 |
| 34-52446 | Sep 15, 2005 | SR-NSCC-2005-05, SR-DTC-2005-04, SR-FICC-2005-10 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Establish a Fine for Members Failing To Conduct Connectivity Testing See Also - Rel. No. 34-52043 |
| 34-52157 | Jul 28, 2005 | SR-FICC-2005-11 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Institute a Netting Process for Fail Deliver and Fail Receive Obligations for Netting Members in Its Government Securities Division See Also - Rel. No. 34-51865 |
| 34-52124 | Jul 26, 2005 | SR-FICC-2005-09 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities See Also - Rel. No. 34-51789 |
| 34-52085 | Jul 20, 2005 | SR-FICC-2005-13 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Procedure for Fine Waivers and To Make Other Technical and Administrative Amendments |
| 34-52065 | Jul 20, 2005 | SR-FICC-2005-12 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Interpretation of a Rule Change Submission and Making Certain Technical Changes |
| 34-52043 | Jul 15, 2005 | SR-NSCC-2005-05, SR-DTC-2005-04, SR-FICC-2005-10 | National Securities Clearing Corporation, The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing To Conduct Connectivity Testing See Also - Rel. No. 34-52446 |
| 34-51908 | Jun 22, 2005 | SR-FICC-2004-15 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change Relating to Trade Submission Requirements and Pre-Netting View Received Comments See Also - Rel. No. 34-51365, Rel. No. 34-50607 |