Fixed Income Clearing Corporation (FICC) Rulemaking

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-51896 Jun 21, 2005 SR-FICC-2004-22 Fixed Income Clearing Corporation (FICC) Order Approving a Proposed Rule Change Establishing a Sponsored Membership Program
See Also - Rel. No. 34-51659
34-51865 Jun 17, 2005 SR-FICC-2005-11 Fixed Income Clearing Corporation (FICC) Notice of Filing of Proposed Rule Change to Institute a Netting Process for Fail Deliver and Fail Receive Obligations for Netting Members in Its Government Securities Division
See Also - Rel. No. 34-52157
34-51875 Jun 17, 2005 SR-FICC-2005-01 Fixed Income Clearing Corporation (FICC) Order Approving a Proposed Rule Change Relating to Timely Notification of Significant Events That Effect a Change in Control of a Member or Could Have a Substantial Impact on a Member's Business or Financial Condition
See Also - Rel. No. 34-51643
34-51789 Jun 6, 2005 SR-FICC-2005-09 Fixed Income Clearing Corporation (FICC) Notice of Filing of a Proposed Rule Change Relating to the Collection of Fees for Services Provided by Other Entities
See Also - Rel. No. 34-521249
34-51754 May 27, 2005 SR-FICC-2005-07 Fixed Income Clearing Corporation (FICC) Order Approving Proposed Rule Change To Establish a Firm Deadline by which Members of the Government Securities Division Must Satisfy Clearing Fund Deficiencies
See Also - Rel. No. 34-51550
34-51673 May 9, 2005 SR-FICC-2005-06 Fixed Income Clearing Corporation (FICC) Order Approving Proposed Rule Change To Change the Minimum Margin Deficiency Call Amount for Participants in Its Mortgage-Backed Securities Division
See Also - Rel. No. 34-51441
34-51659 May 5, 2005 SR-FICC-2004-22 Fixed Income Clearing Corporation (FICC) Notice of Filing of a Proposed Rule Change Relating To Establishing a Sponsored Membership Program
See Also - Rel. No. 34-51896
34-51643 May 2, 2005 SR-FICC-2005-01 Fixed Income Clearing Corporation (FICC) Notice of Filing of a Proposed Rule Change Relating to Timely Notification of Significant Events That Effect a Change in Control of a Member or Could Have a Substantial Impact on a Member's Business or Financial Condition
See Also - Rel. No. 34-51875
34-51623 Apr 28, 2005 SR-FICC-2004-17 Fixed Income Clearing Corporation (FICC) Order Granting Approval of a Proposed Rule Change To Modify the Assessment Process for Late Submissions of Collateral Made Through the GCF Repo Service and To Increase the Types of Securities Available To Satisfy Collateral Allocation Obligations
See Also - Rel. No. 34-51413
34-51579 Apr 20, 2005 SR-FICC-2005-08 Fixed Income Clearing Corporation (FICC) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Types of Securities Eligible for FICC's GCF Repo Service to Include Treasury-Inflation Protected Securities