Fixed Income Clearing Corporation (FICC) Rulemaking
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Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-51896 | Jun 21, 2005 | SR-FICC-2004-22 | Fixed Income Clearing Corporation (FICC) | Order Approving a Proposed Rule Change Establishing a Sponsored Membership Program See Also - Rel. No. 34-51659 |
34-51865 | Jun 17, 2005 | SR-FICC-2005-11 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Institute a Netting Process for Fail Deliver and Fail Receive Obligations for Netting Members in Its Government Securities Division See Also - Rel. No. 34-52157 |
34-51875 | Jun 17, 2005 | SR-FICC-2005-01 | Fixed Income Clearing Corporation (FICC) | Order Approving a Proposed Rule Change Relating to Timely Notification of Significant Events That Effect a Change in Control of a Member or Could Have a Substantial Impact on a Member's Business or Financial Condition See Also - Rel. No. 34-51643 |
34-51789 | Jun 6, 2005 | SR-FICC-2005-09 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change Relating to the Collection of Fees for Services Provided by Other Entities See Also - Rel. No. 34-521249 |
34-51754 | May 27, 2005 | SR-FICC-2005-07 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Establish a Firm Deadline by which Members of the Government Securities Division Must Satisfy Clearing Fund Deficiencies See Also - Rel. No. 34-51550 |
34-51673 | May 9, 2005 | SR-FICC-2005-06 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Change the Minimum Margin Deficiency Call Amount for Participants in Its Mortgage-Backed Securities Division See Also - Rel. No. 34-51441 |
34-51659 | May 5, 2005 | SR-FICC-2004-22 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change Relating To Establishing a Sponsored Membership Program See Also - Rel. No. 34-51896 |
34-51643 | May 2, 2005 | SR-FICC-2005-01 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change Relating to Timely Notification of Significant Events That Effect a Change in Control of a Member or Could Have a Substantial Impact on a Member's Business or Financial Condition See Also - Rel. No. 34-51875 |
34-51623 | Apr 28, 2005 | SR-FICC-2004-17 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change To Modify the Assessment Process for Late Submissions of Collateral Made Through the GCF Repo Service and To Increase the Types of Securities Available To Satisfy Collateral Allocation Obligations See Also - Rel. No. 34-51413 |
34-51579 | Apr 20, 2005 | SR-FICC-2005-08 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Types of Securities Eligible for FICC's GCF Repo Service to Include Treasury-Inflation Protected Securities |