Fixed Income Clearing Corporation (FICC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-53534 | Mar 21, 2006 | SR-FICC-2005-18 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Enhance the Repo Collateral Substitution Process of FICC's Government Securities Division See Also - Rel. No. 34-53036 |
| 34-53405 | Mar 3, 2006 | SR-FICC-2005-22 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide for the Payment of Interest on Cash Clearing Fund Collateral Posted by Members of the Government Securities Division and to Provide for the Payment of Interest on the Basic Deposit Portion of the Participants' Fund Posted by Members of the Mortgage-Backed Securities Division |
| 34-53396 | Mar 2, 2006 | SR-FICC-2005-17 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change Relating to Assumption of Blind Brokered Fails by Its Government Securities Division See Also - Rel. No. 34-54487 |
| 34-53395 | Mar 2, 2006 | SR-NSCC-2006-01, SR-DTC-2006-04, SR-FICC-2006-01 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Exclude Non-U.S.-Based Central Securities Depositories From a Requirement To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation |
| 34-53106 | Jan 11, 2006 | SR-FICC-2005-21 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Fee Structures of the Government Securities Division and the Mortgage-Backed Securities Division |
| 34-53061 | Jan 5, 2006 | SR-FICC-2005-20 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Impose a Surcharge on Participants Submitting Trade Data by Batch Method |
| 34-53036 | Dec 29, 2005 | SR-FICC-2005-18 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Enhance the Repo Collateral Substitution Process of FICC's Government Securities Division See Also - Rel. No. 34-53534 |
| 34-52922 | Dec 7, 2005 | SR-NSCC-2005-14, SR-FICC-2005-19, SR-DTC-2005-16 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Order Approving Proposed Rule Changes to Require Members to Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation View Received Comments See Also - Rel. No. 34-52663, and comments, Rel. No. 34-52664, and comments, 34-52655.pdf |
| 34-52853 | Nov 29, 2005 | SR-FICC-2005-14 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change Relating to the Federal Reserve's National Settlement System See Also - Rel. No. 34-52631 |
| 34-52663 | Oct 25, 2005 | SR-FICC-2005-19 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation View Received Comments See Also - Rel. No. 34-52922, and comments |