Fixed Income Clearing Corporation (FICC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-60298 | Jul 13, 2009 | SR-FICC-2008-07 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Schedules |
| 34-59917 | May 14, 2009 | SR-NSCC-2009-03, SR-FICC-2009-06, SR-DTC-2009-07 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control View Received Comments |
| 34-59802 | Apr 20, 2009 | SR-FICC-2009-03 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change To Impose a Charge on Members With a Fail-to-Deliver in Treasury Securities View Received Comments See Also - Rel. No. 34-59569 |
| 34-59622 | Mar 23, 2009 | SR-FICC-2009-05 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Modifications |
| 34-59569 | Mar 12, 2009 | SR-FICC-2009-03 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule To Impose a Charge on Members With a Fail-to-Deliver in Treasury Securities View Received Comments See Also - Rel. No. 34-59802 |
| 34-59558 | Mar 11, 2009 | SR-FICC-2009-04 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Debt Securities That Are Issued Under the Debt Guarantee Program Component of the Federal Deposit Insurance Corporation's Temporary Liquidity Guarantee Program to the GCF Repo Service |
| 34-59498 | Mar 4, 2009 | SR-FICC-2009-01 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Modifying the Appendix of the GSD-CME Cross-Margining Agreement, Deletion of the GSD-TCC Cross-Margining Arrangement, and Technical Changes and Corrections |
| 34-59463 | Feb 26, 2009 | SR-FICC-2009-02 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Allow for Direct Membership for Non-Domestic Entities |
| 34-59111 | Dec 17, 2008 | SR-FICC-2007-04 | Fixed Income Clearing Corporation (FICC) | Order Approving a Proposed Rule Change Relating to Applicant and Member Disqualification Criteria View Received Comments See Also - Rel. No. 34-58128 |
| 34-58696 | Sep 30, 2008 | SR-FICC-2008-04 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules of the Government Securities Division To Expand the Types of Securities Eligible for the GCF Repo Service |