Fixed Income Clearing Corporation (FICC) Rulemaking

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-58156 Jul 15, 2008 SR-FICC-2007-05 Fixed Income Clearing Corporation (FICC) Order Approving Proposed Rule Change as Amended To Restructure the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates and To Restructure the Watch List
See Also - Rel. No. 34-57666
34-58128 Jul 9, 2008 SR-FICC-2007-04 Fixed Income Clearing Corporation (FICC) Notice of Filing of Proposed Rule Change Relating to Applicant and Member Disqualification Criteria
View Received Comments
See Also - Rel. No. 34-59111
34-58025 Jun 25, 2008 SR-FICC-2008-02 Fixed Income Clearing Corporation (FICC) Order Approving Proposed Rule Change To Require Demand Processing for Blind-Brokered Repo Trades
See Also - Rel. No. 34-57802
34-57821 May 15, 2008 SR-FICC-2008-03 Fixed Income Clearing Corporation (FICC) Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified, To Eliminate the Coverage Component and Margin Requirement Differential From the Mortgage-Backed Securities Division Participants Fund Calculation
34-57802 May 8, 2008 SR-FICC-2008-02 Fixed Income Clearing Corporation (FICC) Notice of Proposed Information Collection Requests
See Also - Rel. No. 34-58025
34-57666 Apr 15, 2008 SR-FICC-2007-05 Fixed Income Clearing Corporation (FICC) Notice of Filing of Proposed Rule Change To Restructure the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates and To Restructure the Watch List
See Also - Rel. No. 34-58156
34-57652 Apr 11, 2008 SR-FICC-2007-08 Fixed Income Clearing Corporation (FICC) Order Approving Proposed Rule Change as Amended to Resume Interbank Clearing for the GCF Repo Service
See Also - Rel. No. 34-57281, Rel. No. 34-56303
34-57596 Apr 1, 2008 SR-FICC-2007-11 Fixed Income Clearing Corporation (FICC) Notice of Filing and Immediate Effectiveness of Proposed Rule To Modify the Fee Structure of the Government Securities Division Rules Regarding GCF Repo Transactions and the Fee Structure of the Mortgage-Backed Securities Division Rule Regarding Trade-for-Trade and Settlement Balance Order Processing Fees
34-57586 Mar 31, 2008 SR-FICC-2007-10 Fixed Income Clearing Corporation (FICC) Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Replace the Mortgage-Backed Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology
See Also - Rel. No. 34-56837
34-57405 Feb 29, 2008 SR-FICC-2007-06 Fixed Income Clearing Corporation (FICC) Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates
See Also - Rel. No. 34-56864