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Comments on FICC Rulemaking

Notice of Filing of Proposed Rule Changes to Institute a Clearing Fund Premium Based Upon a Member’s Clearing Fund Requirement to Excess Regulatory Capital Ratio

(Release No. 34-58128; File No. SR-FICC-2007-04)
Nov. 7, 2008 Nikki Poulos, Managing Director & General Counsel, FICC
Aug. 27, 2008 Susanne Trimbath, Ph.D., STP Advisory Services, LLC, Santa Monica, California

 

 

 

 

 

http://www.sec.gov/comments/sr-ficc-2007-04/ficc200704.shtml
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Modified: 12/04/2008