Comments on FICC Rulemaking

Notice of Filing of Proposed Rule Changes to Institute a Clearing Fund Premium Based Upon a Member's Clearing Fund Requirement to Excess Regulatory Capital Ratio

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Date Received
Date Letter Type Commenter Name
Public Comment Nikki Poulos, Managing Director & General Counsel, FICC
Public Comment Susanne Trimbath, Ph.D., STP Advisory Services, LLC, Santa Monica, California

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FICC-2007-04
Release Number
34-58128
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