This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
| Issue Date | File Number | Rulemaking | Status |
|---|---|---|---|
| S7-05-00 | Rulemaking for EDGAR System | View Related Activity | |
| S7-04-00 | International Accounting Standards | ||
| S7-03-00 | Supplementary Financial Information | ||
| Adoption of Updated EDGAR Filer Manual
EDGAR Business Office |
|||
| S7-22-99 | Audit Committee Disclosure | View Related Activity | |
| S7-31-99 | Selective Disclosure and Insider Trading | View Related Activity | |
| S7-30-99 | Registered Public-Utility Holding Companies and Internationalization | ||
| S7-28-99 | Regulation of Market Information Fees and Revenues | ||
| S7-29-99 | Unlisted Trading Privileges | ||
| 4-208 | Adoption of Amendments to the Intermarket Trading System Plan To Expand the ITS/Computer Assisted Execution System Linkage to All Listed Securities | ||
| S7-22-98 | Temporary Exemption for Certain Investment Advisers | View Related Activity | |
| S7-26-99 | Delivery of Proxy and Information Statements to Households | ||
| S7-27-97 | Delivery of Disclosure Documents to Households | View Related Activity | |
| S7-25-99 | Certain Broker-Dealers Deemed Not To Be Investment Advisers | View Related Activity | |
| S7-29-98 | Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings | ||
| S7-28-98 | Regulation of Takeovers and Security Holder Communications | View Related Activity | |
| S7-24-99 | Short Sales | ||
| S7-23-99 | Role of Independent Directors of Investment Companies | View Related Activity | |
| Interpretive Matters Concerning Independent Directors of Investment Companies | |||
| S7-22-99 | Audit Committee Disclosure | View Related Activity | |
| Effective | Adoption of Updated EDGAR Filer Manual
EDGAR Business Office |
||
| S7-3-99 | International Disclosure Standards | View Related Activity | |
| S7-21-99 | Treatment of Repurchase Agreements and Refunded Securities as an Acquisition of the Underlying Securities | View Related Activity | |
| S7-27-98 | Purchases of Certain Equity Securities by the Issuer and Others | ||
| S7-25-95 | Personal Investment Activities of Investment Company Personnel | ||
| S7-19-99 | Political Contributions by Certain Investment Advisers | ||
| S7-8-99 | Year 2000 Operational Capability Requirements for Registered Broker-Dealers and Transfer Agents | ||
| S7-18-99 | Exemption of the Securities of the Republic of Portugal Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities | ||
| S7-16-99 | Broker-Dealer Registration and Reporting | ||
| Delegation of Authority to Cancel Registration of Certain Investment Advisers | |||
| S7-4-99 | Exemption of the Securities of the Kingdom of Sweden Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities | ||
| S7-17-99 | Recordkeeping Requirements for Transfer Agents | View Related Activity | |
| Adoption of Updated EDGAR Filer Manual
EDGAR Business Office |
|||
| S7-9-99 | Rulemaking for EDGAR System | ||
| S7-11-99 | Revised Transfer Agent Form and Related Rule | View Related Activity | |
| S7-17-96 | Broker-Dealer Registration and Reporting | ||
| S7-16-99 | Broker-Dealer Registration and Reporting | ||
| S7-15-99 | Custody of Investment Company Assets Outside the United States | ||
| S7-23-95 | Custody of Investment Company Assets Outside the United States; Extension of Compliance Date | ||
| S7-12-98 | Regulation of Alternative Trading Systems; Technical Amendment | ||
| S7-31-98 | Deregistration of Certain Registered Investment Companies | View Related Activity | |
| S7-14-99 | Amendments to the Commission's Freedom of Information Act, Privacy Act, and Confidential Treatment Rules | ||
| S7-5-99 | Publication or Submission of Quotations Without Specified Information | View Related Activity | |
| S7-2-99 | Transition Rule for Ohio Investment Advisers | View Related Activity | |
| S7-30-98 | The Regulation of Securities Offerings | View Related Activity | |
| S7-10-99 | Offer and Sale of Securities to Canadian Tax-Deferred Retirement Savings Accounts | View Related Activity | |
| S7-12-98 | Regulation of Exchanges and Alternative Trading Systems. Correction; | ||
| S7-9-99 | Rulemaking for EDGAR System | ||
| S7-8-99 | Operational Capability Requirements of Registered Broker-Dealers and Transfer Agents and Year 2000 Compliance | ||
| S7-5-99 | Publication or Submission of Quotations Without Specified Information | View Related Activity | |
| S7-7-99 | Financial Statements and Periodic Reports for Related Issuers and Guarantors | View Related Activity | |
| S7-15-98 | Exemption of the Securities of the Kingdom of Belgium Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities | View Related Activity | |
| S7-2-98 | Registration of Securities on Form S-8 | ||
| Revision of Rule 504 of Regulation D, the "Seed Capital' Exemption | View Related Activity | ||
| S7-2-98 | Registration of Securities on Form S-8 | ||
| S7-5-98 | Rule 701Exempt Offerings Pursuant to Compensatory Arrangements | View Related Activity |