This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.

Issue Date File Number Rulemaking Status
S7-10-00 Amendments to Form ADV
Final Rule
Amendments To Form ADV; Extension of Compliance Date
View Related Activity
S7-10-00 Electronic Filing by Investment Advisers; Amendments To Form ADV; Technical Amendments
Final Rule
Amendments to Form ADV
View Related Activity
S7-10-00 Electronic Filing by Investment Advisers; Amendments To Form ADV; Technical Amendments
Proposed Rule
Amendments to Form ADV
View Related Activity
S7-10-00 Electronic Filing by Investment Advisers; Amendments To Form ADV
Final Rule
Electronic Filing by Investment Advisers; Amendments To Form ADV; Technical Amendments
View Related Activity
S7-10-00 Electronic Filing by Investment Advisers; Amendments to Form ADV; Technical Amendments
Final Rule
Electronic Filing by Investment Advisers; Amendments to Form ADV; Technical Amendments
S7-10-00 Electronic Filing by Investment Advisers; Amendments To Form ADV
Final Rule
Electronic Filing by Investment Advisers; Amendments To Form ADV
View Related Activity
S7-10-00 Electronic Filing by Investment Advisers; Amendments To Form ADV
Proposed Rule
Electronic Filing by Investment Advisers; Proposed Amendments to Form ADV
View Related Activity

Last Reviewed or Updated: Sept. 13, 2024