This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in upcoming months. View the latest SEC Reg Flex agenda.
| Issue Date | File Number | Rulemaking | Status |
|---|---|---|---|
| S7-2-99 | Transition Rule for Ohio Investment Advisers | View Related Activity | |
| S7-2-99 | Transition Rule for Ohio Investment Advisers | View Related Activity |