34-81064
June 30, 2017
3-11292
In the Matter of Certain Disgorgement and Fair Funds in Administrative Proceedings: Notice of Name Change of Appointed Tax Administrator
34-80871
June 7, 2017
2017-11
Order Determining Whistleblower Award
34-80870
June 7, 2017
Commission Statement Concerning a Request for an Interpretation as to Whether a Particular Agreement Is a Swap, Security-Based Swap, or Mixed Swap
See Also -
Exhibits
Federal Register version (82 FR 27091)
34-80816
May 31, 2017
Order Making Fiscal Year 2017 Annual Adjustments to Transaction Fee Rates
Federal Register version (82 FR 25895)
33-10366, 34-80767
May 25, 2017
265-28
Investor Advisory Committee Meeting
Comments Due: June 22, 2017
View Received Comments
Federal Register version (82 FR 25018)
34-80596
May 4, 2017
2017-10
Order Determining Whistleblower Award Claims
34-80571
May 2, 2017
2017-9
Order Determining Whistleblower Award Claim
IA-4691
April 26, 2017
3-13417
Michael L. Silver (Order Granting Consent to Associate)
34-80521
April 25, 2017
2017-8
Order Determining Whistleblower Award Claim
33-10350, 34-80512
April 24, 2017
265-27
SEC Advisory Committee on Small and Emerging Companies
Comments Due: May 8, 2017
Federal Register version (82 FR 19413)
34-80511
April 24, 2017
SR-BatsBZX-2016-30
Order Granting Petition for Review and Scheduling Filing of Statements; in the Matter of Bats BZX Exchange, Inc.; Regarding an Order Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Shares Issued by the Winklevoss Bitcoin Trust
See Also -
Rel. No. 34-80206 , Rel. No. 34-79725 , Rel. No. 34-79183 , Rel. No. 34-79084 , Rel. No. 34-78653 , Rel. No. 34-78262
Federal Register version (82 FR 19770)
33-10349, s.: 34-80479
April 18, 2017
S7-02-17
Request for Comment on Possible Changes to Industry Guide 3 (Statistical Disclosure by Bank Holding Companies); Extension of Comment Period
View Received Comments
See Also -
33-10835.pdf , Proposed Rule Rel. No. 33-10688
Federal Register version (82 FR 18877)
34-80477
April 18, 2017
4-707
ISE Mercury, LLC; Order Declaring Effective a Minor Rule Violation Plan
Comments Due: April 11, 2017
See Also -
Release No. 34-80259
Federal Register version (82 FR 18942)
33-10333
March 31, 2017
S7-04-17
Regulatory Flexibility Agenda
Comments Due: September 25, 2017
View Received Comments
Federal Register version (82 FR 40452)
34-80259
March 16, 2017
4-707
ISE Mercury, LLC; Notice of Filing of Proposed Minor Rule Violation Plan
Comments Due: April 11, 2017
See Also -
Release No. 34-80477
Federal Register version (82 FR 14556)
34-80245
March 14, 2017
265-29
Equity Market Structure Advisory Committee
Comments Due: March 29, 2017
View Received Comments
Federal Register version (82 FR 14394)
33-10321, 34-80131
March 1, 2017
S7-02-17
Request for Comment on Possible Changes to Industry Guide 3 (Statistical Disclosure by Bank Holding Companies)
View Received Comments
See Also -
33-10835.pdf , Proposed Rule Rel. No. 33-10688
Federal Register version (82 FR 12757)
33-10320, 34-80128
March 1, 2017
IFRS Taxonomy for Foreign Private Issuers That Prepare Their Financial Statements in Accordance With International Financial Reporting Standards as Issued by the International Accounting Standards Board
See Also -
DERA Taxonomies
Federal Register version (82 FR 12641)
34-80115
Feb. 28, 2017
2017-7
Order Determining Whistleblower Award Claim
33-10312, 34-80096
Feb. 24, 2017
Securities and Exchange Commission Evidence Summit
Federal Register version (82 FR 12268)