Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-81064 3-11292 In the Matter of Certain Disgorgement and Fair Funds in Administrative Proceedings: Notice of Name Change of Appointed Tax Administrator
34-80871 2017-11 Order Determining Whistleblower Award
34-80870 Commission Statement Concerning a Request for an Interpretation as to Whether a Particular Agreement Is a Swap, Security-Based Swap, or Mixed Swap
See Also - Exhibits
Federal Register version (82 FR 27091)
34-80816 Order Making Fiscal Year 2017 Annual Adjustments to Transaction Fee Rates
Federal Register version (82 FR 25895)
33-10366, 34-80767 265-28 Investor Advisory Committee Meeting
Comments Due: June 22, 2017
View Received Comments
Federal Register version (82 FR 25018)
34-80596 2017-10 Order Determining Whistleblower Award Claims
34-80571 2017-9 Order Determining Whistleblower Award Claim
IA-4691 3-13417 Michael L. Silver (Order Granting Consent to Associate)
34-80521 2017-8 Order Determining Whistleblower Award Claim
33-10350, 34-80512 265-27 SEC Advisory Committee on Small and Emerging Companies
Comments Due: May 8, 2017
Federal Register version (82 FR 19413)
34-80511 SR-BatsBZX-2016-30 Order Granting Petition for Review and Scheduling Filing of Statements; in the Matter of Bats BZX Exchange, Inc.; Regarding an Order Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Shares Issued by the Winklevoss Bitcoin Trust
See Also - Rel. No. 34-80206, Rel. No. 34-79725, Rel. No. 34-79183, Rel. No. 34-79084, Rel. No. 34-78653, Rel. No. 34-78262
Federal Register version (82 FR 19770)
33-10349, s.: 34-80479 S7-02-17 Request for Comment on Possible Changes to Industry Guide 3 (Statistical Disclosure by Bank Holding Companies); Extension of Comment Period
View Received Comments
See Also - 33-10835.pdf, Proposed Rule Rel. No. 33-10688
Federal Register version (82 FR 18877)
34-80477 4-707 ISE Mercury, LLC; Order Declaring Effective a Minor Rule Violation Plan
Comments Due: April 11, 2017
See Also - Release No. 34-80259
Federal Register version (82 FR 18942)
33-10333 S7-04-17 Regulatory Flexibility Agenda
Comments Due: September 25, 2017
View Received Comments
Federal Register version (82 FR 40452)
34-80259 4-707 ISE Mercury, LLC; Notice of Filing of Proposed Minor Rule Violation Plan
Comments Due: April 11, 2017
See Also - Release No. 34-80477
Federal Register version (82 FR 14556)
34-80245 265-29 Equity Market Structure Advisory Committee
Comments Due: March 29, 2017
View Received Comments
Federal Register version (82 FR 14394)
33-10321, 34-80131 S7-02-17 Request for Comment on Possible Changes to Industry Guide 3 (Statistical Disclosure by Bank Holding Companies)
View Received Comments
See Also - 33-10835.pdf, Proposed Rule Rel. No. 33-10688
Federal Register version (82 FR 12757)
33-10320, 34-80128 IFRS Taxonomy for Foreign Private Issuers That Prepare Their Financial Statements in Accordance With International Financial Reporting Standards as Issued by the International Accounting Standards Board
See Also - DERA Taxonomies
Federal Register version (82 FR 12641)
34-80115 2017-7 Order Determining Whistleblower Award Claim
33-10312, 34-80096 Securities and Exchange Commission Evidence Summit
Federal Register version (82 FR 12268)

Last Reviewed or Updated: June 28, 2024