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Comments on:
Equity Market Structure Advisory Committee

[File No. 265-29]


Nov. 15, 2017 Brad Katsuyama, Chief Executive Officer, and John Ramsay, Chief Market Policy Officer; Investors Exchange LLC
Oct. 13, 2017 Chris Concannon, President and Chief Operating Officer, CBOE; Thomas Wittman, CEO, The Nasdaq Stock Market LLC, and Thomas W. Farley, President, NYSE
Aug. 4, 2017 Richard Steiner, Electronic Trading Strategist, RBC Capital Markets
Jul. 27, 2017 Marc R. Bryant, Senior Vice President, Deputy General Counsel, Fidelity Investments
Jun. 30, 2017 Tim Gately, Managing Director, Head of Equities for the Americas, Citigroup Global Markets Inc.
Jun. 29, 2017 Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Jun. 13, 2017 Tyler Gellasch, Executive Director, Healthy Markets Association
Apr. 21, 2017 Anthony Albanese, Chief Regulatory Officer, New York Stock Exchange
Apr. 5, 2017 Thomas Gira, Executive Vice President, FINRA
Apr. 5, 2017 Brett W. Redfearn, Global Head of Equity Market Structure Strategy, J.P. Morgan Securities
Apr. 5, 2017 Thomas Wittman, Executive Vice President, Nasdaq, Inc.
Apr. 4, 2017 John K. Kerin, CEO and President, Chicago Stock Exchange, Inc.
Apr. 3, 2017 Tyler Gellasch, Executive Director, Healthy Markets Association
Mar. 29, 2017 R.T. Leuchtkafer
Mar. 29, 2017 Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Mar. 24, 2017 David M. Weisberger, President, Exquam LLC
Dec. 23, 2016 Tyler Gellasch, Executive Director, Healthy Markets
Nov. 21, 2016 John Russell, Chairman of the Board, and James Toes, President & CEO; Security Traders Association, New York, New York
Nov. 18, 2016 Marc R. Bryant, Senior Vice President, Deputy General Counsel, Fidelity Investments, Boston, Massachusetts
Sep. 23, 2016 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Sep. 23, 2016 Richard Steiner, Electronic Trading Strategist, RBC Capital Markets, New York, New York
Sep. 13, 2016 J. A.
Aug. 17, 2016 Eric Swanson, Esq., General Counsel, Bats Global Markets, Inc., New York, New York
Aug. 11, 2016 Paul Roland, Chair, Operating Committee, Nasdaq
Aug. 2, 2016 Bill Alpert, Senior Editor, Barron's
Aug. 2, 2016 James J. Angel, Ph.D., CFA, Georgetown University
Aug. 2, 2016 Christopher Nagy, Director, Healthy Markets Association
Aug. 2, 2016 Stacey Cunningham, Chief Operating Officer, New York Stock Exchange
Aug. 2, 2016 Norman B. Arnoff
Aug. 2, 2016 John Zecca, Senior Vice President, Nasdaq, Inc., Rockville, Maryland
Aug. 2, 2016 Frank Hatheway, Ph.D., Senior Vice President and Chief Economist, Nasdaq, Inc., Rockville, Maryland
Aug. 1, 2016 Suzanne H. Shatto, Investor, Seattle, Washington
Jul. 5, 2016 Kermit Kubitz
Jun. 15, 2016 Security Traders Association
Jun. 1, 2016 Peter Schwartz, www.systemicriskregulation.com
May 24, 2016 Richard Steiner, Electronic Trading Strategist, RBC Capital Markets, New York, New York
May 24, 2016 Joan C. Conley, SVP and Corporate Secretary, Nasdaq, Inc., Rockville, Maryland
May 24, 2016 Peter Schwartz
May 23, 2016 J.A., New York
May 13, 2016 Elizabeth King, General Counsel and Corporate Secretary, New York Stock Exchange
May 7, 2016 Suzanne H. Shatto, Seattle, Washington
Apr. 26, 2016 Thomas Farley, President, New York Stock Exchange
Apr. 26, 2016 Brett W. Redfearn, Global Head of Market Structure Strategy, J.P. Morgan Securities, New York, New York
Apr. 25, 2016 Haim Bodek, Managing Principal, and Stanislav Dolgopolov, Regulatory Consultant, Decimus Capital Markets, LLC, Stamford, Connecticut
Apr. 6, 2016 Canadian Security Traders Association, Toronto, Canada
Mar. 18, 2016 Kermit Kubitz
Mar. 10, 2016 Martin Small, Head of US iShares, BlackRock, et al.
Mar. 10, 2016 Andrew Silverman, Managing Director, Co-Head, Morgan Stanley Electronic Trading
Feb. 25, 2016 John P. Franz, Pittsburgh, Pennsylvania
Feb. 2, 2016 Paul O'Donnell, Managing Director, Morgan Stanley
Feb. 2, 2016 Frank Hatheway, Ph.D., Senior Vice President and Chief Economist, Nasdaq, Inc.
Feb. 2, 2016 Dennis Dick, CFA, Capital Markets Policy Council, CFA Institute
Feb. 1, 2016 Hubert De Jesus, Co-Head of Market Structure and Electronic Trading, BlackRock
Feb. 1, 2016 Darrell Starr-Jude
Feb. 1, 2016 Bradley Voorhees, Washington, District of Columbia
Jan. 28, 2016 Edward T. Tilly, CEO, Chicago Board Options Exchange, Inc., Chicago, Illinois
Jan. 28, 2016 Kermit Kubitz
Jan. 27, 2016 Anonymous
Jan. 20, 2016 David W. Blass, General Counsel, Investment Company Institute, Washington, District of Columbia
Jan. 6, 2016 Kermit R. Kubitz, Individual investor, San Francisco, California
Dec. 14, 2015 J. Albert, New York
Oct. 27, 2015 Andrew Silverman, Managing Director, Morgan Stanley
Oct. 27, 2015 Michael Buek, Principal and Portfolio Manager, The Vanguard Group, Inc.
Oct. 27, 2015 Brett W. Redfearn, Head of Market Structure Strategy, JP Morgan Securities, New York, New York
Oct. 27, 2015 William Michael Cunningham, Social Investing Advisor, Washington, District of Columbia
Oct. 27, 2015 Thomas Wittman, Executive Vice President, Nasdaq, Inc.
Oct. 26, 2015 Reginald M. Browne, Senior Managing Director, ETF Trading, Cantor Fitzgerald
Oct. 23, 2015 R.T. Leuchtkafer
Oct. 22, 2015 Dennis M. Kelleher, President and CEO, Better Markets, Washington, District of Columbia
Oct. 22, 2015 Yong Chao, University of Louisville; Chen Yao, University of Warwick; and Mao Ye, University of Illinois, Urbana-Champaign
Oct. 21, 2015 Tyler Gellasch, Executive Director, Healthy Markets Association
Oct. 20, 2015 John Rochon
Oct. 20, 2015 John Rochon
Oct. 20, 2015 John I. Sanders and Benjamin Leighton, Wake Forest School of Law Community Law and Business Clinic
Oct. 20, 2015 Mary Ann Burns, FIA Principal Traders Group
Oct. 16, 2015 Anonymous
Oct. 9, 2015 David M. Weisberger, Managing Director and Global Head of RegOne Solutions, a Markit company, New York, New York
Sep. 30, 2015 William Silver, former NYSE Specialist, New York, New York
Sep. 29, 2015 Managed Funds Association, Washington, DC
Sep. 22, 2015 Kermit Kubitz
Sep. 22, 2015 Kermit Kubitz
Aug. 6, 2015 R.T. Leuchtkafer
Jul. 30, 2015 Joan C. Conley, Senior Vice President and Corporate Secretary, NASDAQ OMX Group, Rockville, Maryland
May 14, 2015 Michael J. Friedman, General Counsel, Trillium, New York, New York
May 13, 2015 Thomas Farley, President, New York Stock Exchange
May 13, 2015 James P. Selway, Head of Electronic Brokerage, ITG Inc., New York, New York
May 13, 2015 Bill Baxter, Head of Global Program Trading and Market Structure, Fidelity Investments, Boston, Massachusetts
May 13, 2015 Dave Lauer, KOR Group LLC
May 13, 2015 Thomas Wittman, Executive Vice President, NASDAQ OMX Group, Inc.
May 13, 2015 Joseph Saluzzi and Sal Arnuk, Partners and Co-Founders, Themis Trading LLC
May 13, 2015 Suzanne Hamlet Shatto
May 13, 2015 Reginald M. Browne, Senior Managing Director, ETF Trading, Cantor Fitzgerald & Co.
May 12, 2015 Eric S. Hunsader, CEO, Nanex, LLC, Winnetka, Illinois
May 11, 2015 Ari Burstein, Associate General Counsel, Investment Company Institute
May 11, 2015 Edward T. Tilly, CEO, Chicago Board Options Exchange, Incorporated, Chicago, Illinois
May 11, 2015 Haim Bodek, Managing Principal, Decimus Capital Markets, LLC, and Peter Kovac, Managing Member, Ozone Park Partners
May 8, 2015 Mary Ann Burns, Chief Operating Officer, FIA
May 6, 2015 R.T. Leuchtkafer
May 5, 2015 Douglas A. Cifu, Chief Executive Officer, Virtu Financial
Apr. 23, 2015 Emiliano Pagnotta, Ph.D., Assistant Professor of Finance, Imperial College London, London, United Kingdom
Jan. 28, 2015 Mary Ann Burns, Chief Operating Officer, FIA Principal Traders Group
Jan. 23, 2015 Rory O'Kane, Chairman of the Board, and James Toes, President & CEO, Security Traders Association, New York, New York
Oct. 1, 2014 Brandon Becker, Executive Vice President & Chief Legal Officer, TIAA-CREF
Sep. 5, 2014 James Toes, President & CEO, Security Traders Association, New York, New York
May 8, 2014 Thomas Peterffy, CEO, Interactive Brokers, Palm Beach, Florida

 

http://www.sec.gov/comments/265-29/265-29.shtml

Modified: 11/16/2017