33-10102, 34-78127
June 22, 2016
265-28
Investor Advisory Committee Meeting Comments Due: View Received Comments correction Federal Register version (81 FR 41628)
34-78101
June 17, 2016
10-222
In the Matter of the Application of: Investors' Exchange, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission Federal Register version (81 FR 41141)
SIPA-177
June 15, 2016
SIPC-2016-02
Securities Investor Protection Corporation; Notice of Filing of Proposed Bylaw Amendments Relating to Assessment of SIPC Members Comments Due: View Received Comments Federal Register version (81 FR 41358)
IA-4421
June 14, 2016
Order Approving Adjustment for Inflation of the Dollar Amount Tests in Rule 205-3 Under the Investment Advisers Act of 1940 Federal Register version (81 FR 39985)
34-78040
June 10, 2016
265-29
Equity Market Structure Advisory Committee Meeting Comments Due: Federal Register version (81 FR 39306)
34-78025
June 9, 2016
2016-13
Order Determining Whistleblower Award Claim
34-77948
May 31, 2016
2016-12
Order Determining Whistleblower Award Claim
34-77873
May 20, 2016
2016-11
Order Determining Whistleblower Award Claim
33-10079, 34-77857
May 19, 2016
265-28
Investor Advisory Committee Meeting Comments Due: View Received Comments Federal Register version (81 FR 33571)
IA-4388
May 18, 2016
S7-08-16
Performance-Based Investment Advisory Fees Federal Register version (81 FR 32686)
34-77843
May 17, 2016
2016-10
Order Determining Whistleblower Award Claim
34-77833
May 13, 2016
2016-9
Order Determining Whistleblower Award Claim
34-77746
April 29, 2016
Steven Rattner Order Vacating Commission Approval Order Note: This Order vacates the March 14, 2016 Order 34-77360
33-10074, 34-77743
April 29, 2016
265-27
SEC Advisory Committee on Small and Emerging Companies Comments Due: View Received Comments Federal Register version (81 FR 26851)
34-77751
April 29, 2016
2016-8
Order Determining Whistleblower Award Claim
33-10073
April 22, 2016
Order Regarding Review of FASB Accounting Support Fee for 2016 Under Section 109 of the Sarbanes-Oxley Act of 2002
34-77699
April 22, 2016
SBSDR-2017-01
Security-Based Swap Data Repositories; ICE Trade Vault, LLC; Notice of Filing of Application for Registration as a Security-Based Swap Data Repository Comments Due: View Received Comments the public may access copies of these materials at ICE Trade Vault Form SDR Application and Exhibits Federal Register version (81 FR 25475)
34-77629
April 15, 2016
Public Availability of the Securities and Exchange Commission's FY 2014 Service Contract Inventory Federal Register version (81 FR 23528)
34-77543
April 6, 2016
265-29
Equity Market Structure Advisory Committee View Received Comments Federal Register version (81 FR 21428)
34-77530
April 5, 2016
2016-7
Order Determining Whistleblower Award Claim
34-77529
April 5, 2016
2016-6
Order Determining Whistleblower Award Claim
SIPA-176
March 30, 2016
SIPC-2015-01
Securities Investor Protection Corporation; Order Approving the Determination of the Board of Directors of the Securities Investor Protection Corporation Not To Adjust for Inflation the Standard Maximum Cash Advance Amount and Notice of the Standard Maximum Cash Advance Amount Federal Register version (81 FR 19250)
33-10058, 34-77432
March 23, 2016
265-28
Investor Advisory Committee Meeting Comments Due: View Received Comments Federal Register version (81 FR 17513)
