812-13423 March 4, 2008
CUNA Mutual Insurance Society, et al. Investment Company Act Notice
28181
Insurance Products - Bonus Recapture
812-13418 March 4, 2008
J.P. Morgan Trust I, et al. Investment Company Act Notice
28183
Fund of Funds - Direct Investment
812-13348 Feb. 28, 2008
Patriot Capital Funding, Inc. Investment Company Act Notice
28176
Business Development Companies - Compensation
812-13386 Feb. 27, 2008
PowerShares Capital Management LLC, et al. Investment Company Act Order
28171
Exchange Traded Funds - Active
812-13352 Feb. 27, 2008
Bear Stearns Asset Management, Inc., et al. Investment Company Act Order
28172
Exchange Traded Funds - Active
812-13485 Feb. 27, 2008
Barclays Global Fund Advisors, et al. Investment Company Act Order
28173
Exchange Traded Funds - Active
812-13470 Feb. 27, 2008
WisdomTree Trust, et al. Investment Company Act Order
28174
Exchange Traded Funds - Active
812-13473 Feb. 27, 2008
Advisors Series Trust, et al. Investment Company Act Notice
28175
Multi-Manager - Voting & Disclosure
812-13481 Feb. 26, 2008
Eaton Vance Mutual Fund, et al. Investment Company Act Notice
28170
Fund of Funds - Direct Investment
812-13467 Feb. 25, 2008
Schroder Series Trust, et al. Investment Company Act Order
28167
Fund of Funds - Direct Investment
812-13457 Feb. 25, 2008
Schroder Series Trust, et al. Investment Company Act Order
28167
Fund of Funds - Direct Investment
812-13444 Feb. 25, 2008
NETS Trust, et al. Investment Company Act Notice
28166
Exchange Traded Funds - Index
812-13367 Feb. 25, 2008
Kohlberg Capital Corporation Investment Company Act Notice
28168
Business Development Companies - Compensation
812-13447 Feb. 20, 2008
Triangle Capital Corporation Investment Company Act Notice
28165
Business Development Companies - Compensation
812-13367 Feb. 20, 2008
Kohlberg Capital Corporation Investment Company Act Notice
28165
Business Development Companies - Compensation
812-13363 Feb. 13, 2008
The TIGERS Revenue Trust and VTL Associates LLC Investment Company Act Order
28151
Exchange Traded Funds - Index
812-13213 Feb. 13, 2008
Morgan Stanley Investment Management, et al. Investment Company Act Order
28150
Affiliated Sales & Purchases - Adviser
812-13424 Feb. 12, 2008
Northern Institutional Funds, et al. Investment Company Act Order
28149
Fund of Funds - Multi-Group
812-13352 Feb. 6, 2008
Bear Stearns Asset Management, Inc., et al. Investment Company Act Notice
28143
Exchange Traded Funds - Active
812-13485 Feb. 6, 2008
Barclays Global Fund Advisors, et al. Investment Company Act Notice
28146
Exchange Traded Funds - Active
812-13470 Feb. 6, 2008
WisdomTree Trust, et al. Investment Company Act Notice
28147
Exchange Traded Funds - Active
812-13427 Feb. 5, 2008
Pioneer Bond Fund, et al. Investment Company Act Notice
28144
Interfund Lending
812-13386 Feb. 1, 2008
PowerShares Capital Management LLC, et al. Investment Company Act Notice
28140
Exchange Traded Funds - Active
812-13436 Jan. 31, 2008
MLIG Variable Insurance Trust and Rozel Advisors LLC Investment Company Act Notice
28139
Fund of Funds - Multi-Group
812-13467 Jan. 24, 2008
Schroder Series Trust, et al. Investment Company Act Notice
28133
Fund of Funds - Direct Investment
812-13457 Jan. 24, 2008
Schroder Series Trust, et al. Investment Company Act Notice
28133
Fund of Funds - Direct Investment
812-13363 Jan. 18, 2008
The TIGERS Revenue Trust and VTL Associates LLC Investment Company Act Notice
28123
Exchange Traded Funds - Index
812-13213 Jan. 18, 2008
Morgan Stanley Investment Management, et al. Investment Company Act Notice
28125
Affiliated Sales & Purchases - Adviser
812-13453 Jan. 16, 2008
The UBS Funds, et al. Investment Company Act Order
28122
Fund of Funds - Multi-Group
812-13411 Jan. 16, 2008
Main Street Capital Corp. Investment Company Act Order
28120
Business Development Companies - Compensation
812-13411 Jan. 16, 2008
Main Street Capital Corp. Investment Company Act Order
28120
Business Development Companies - Capital Structure
812-13464 Jan. 16, 2008
Millenium India Acquisition Investment Company Act Order
28121
12(d)(3) - Other
812-13424 Jan. 6, 2008
Northern Institutional Funds, et al. Investment Company Act Notice
28119
Fund of Funds - Multi-Group
812-13450 Dec. 27, 2007
Unified Series Trust Investment Company Act Order
28117
Multi-Manager - Voting & Disclosure
812-13414 Dec. 21, 2007
John Hancock Life Insurance Company, et al. Investment Company Act Order
28081
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13411 Dec. 21, 2007
Main Street Capital Corp. Investment Company Act Notice
28082
Business Development Companies - Compensation
812-13411 Dec. 21, 2007
Main Street Capital Corp. Investment Company Act Notice
28082
Business Development Companies - Capital Structure
812-13464 Dec. 21, 2007
Millenium India Acquisition Investment Company Act Notice
28083
12(d)(3) - Other
812-13453 Dec. 19, 2007
The UBS Funds, et al. Investment Company Act Notice
28080
Fund of Funds - Multi-Group
813-367 Dec. 11, 2007
Kiewit Investment Fund Investment Company Act Order
28076
Employees Securities Company
812-12984 Dec. 4, 2007
BTOP50 CTA Index Fund Investment Company Act Order
28074
Interval Funds
813-350 Dec. 4, 2007
Tower 21 st Century Fund Investment Company Act Order
28072
Employees Securities Company
812-13450 Nov. 30, 2007
Unified Series Trust Investment Company Act Notice
28071
Multi-Manager - Voting & Disclosure
812-13416 Nov. 27, 2007
Rafferty Asset Management Investment Company Act Order
28067
Fund of Funds - Multi-Group
812-13376 Nov. 27, 2007
FocusShares f/n/a MyShares Investment Company Act Order
28066
Exchange Traded Funds - Index
812-13414 Nov. 26, 2007
John Hancock Life Insurance Company, et al. Investment Company Act Notice
28065
Insurance Products - Substitution Related Affiliated Securities Transactions
812-12984 Nov. 8, 2007
BTOP50 CTA Index Fund Investment Company Act Notice
28045
Interval Funds
813-350 Nov. 8, 2007
Tower 21 st Century Fund Investment Company Act Notice
28046
Employees Securities Company
812-13380 Nov. 7, 2007
MetLife Insurance Company of Connecticut, et al. Investment Company Act Order
28044
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13380 Nov. 7, 2007
MetLife Insurance Company of Connecticut, et al. Investment Company Act Order
28044
Insurance Products - Fund Substitution
813-326 Nov. 6, 2007
Raymond James Employee Investment Company Act Order
28043
Employees Securities Company
813-367 Nov. 5, 2007
Kiewit Investment Fund Investment Company Act Notice
28047
Employees Securities Company
812-13376 Oct. 31, 2007
FocusShares f/n/a MyShares Investment Company Act Notice
28040
Exchange Traded Funds - Index
812-13416 Oct. 30, 2007
Rafferty Asset Management Investment Company Act Notice
28039
Fund of Funds - Multi-Group
812-13419 Oct. 29, 2007
JNF Advisors, Inc. Investment Company Act Order
28038
Multi-Manager - Voting & Disclosure
812-13232 Oct. 24, 2007
Fidelity Rutland Square Investment Company Act Order
28023
Fund of Funds - Multi-Group
812-13412 Oct. 24, 2007
Vanguard STAR Funds Investment Company Act Order
28024
Fund of Funds - Direct Investment
812-13426 Oct. 24, 2007
Van Eck Associates Corp. Investment Company Act Order
28021
Exchange Traded Funds - Index
812-13398 Oct. 24, 2007
American Capital Strategies Investment Company Act Order
28020
Business Development Companies - Compensation
812-13390 Oct. 23, 2007
Rydex ETF Trust, et al. Investment Company Act Order
28018
Exchange Traded Funds - Leveraged
812-13396 Oct. 23, 2007
Claymore Exchange-Traded Fund Investment Company Act Order
28019
Exchange Traded Funds - Index
812-13413 Oct. 22, 2007
MMA PRAXIS Mutual Funds Investment Company Act Order
28016
Other
812-13394 Oct. 22, 2007
The BISYS Group, Inc. Investment Company Act Order
28017
Ineligible - Disqualified Firm
812-13382 Oct. 17, 2007
ProShares Trust, et al. Investment Company Act Order
28014
Exchange Traded Funds - Leveraged
812-13417 Oct. 17, 2007
Wisdom Tree Investments, Inc., et al. Investment Company Act Order
28015
Fund of Funds - Multi-Group
812-13417 Oct. 17, 2007
Wisdom Tree Investments, Inc., et al. Investment Company Act Order
28015
Exchange Traded Funds - Index
812-13380 Oct. 12, 2007
MetLife Insurance Company of Connecticut, et al. Investment Company Act Notice
28013
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13380 Oct. 12, 2007
MetLife Insurance Company of Connecticut, et al. Investment Company Act Notice
28013
Insurance Products - Fund Substitution
813-326 Oct. 11, 2007
Raymond James Employee Investment Company Act Notice
28012
Employees Securities Company
812-13388 Oct. 10, 2007
Hercules Technology Growth Capital, Inc. Investment Company Act Order
28011
Business Development Companies - Compensation
812-13419 Oct. 2, 2007
JNF Advisors, Inc. Investment Company Act Notice
28010
Multi-Manager - Voting & Disclosure
812-13232 Sept. 28, 2007
Fidelity Rutland Square Investment Company Act Notice
28008
Fund of Funds - Multi-Group
812-13412 Sept. 28, 2007
Vanguard STAR Funds Investment Company Act Notice
28009
Fund of Funds - Direct Investment
812-13426 Sept. 28, 2007
Van Eck Associates Corp. Investment Company Act Notice
28007
Exchange Traded Funds - Index
812-13359 Sept. 27, 2007
Financial Investors Variable Insurance Trust, et al. Investment Company Act Order
27999
Insurance Products - Mixed and Shared Funding
812-13390 Sept. 27, 2007
Rydex ETF Trust, et al. Investment Company Act Notice
28000
Exchange Traded Funds - Leveraged
812-13398 Sept. 27, 2007
American Capital Strategies Investment Company Act Notice
28001
Business Development Companies - Compensation
812-13408 Sept. 26, 2007
Trust for Professional Managers, Inc. Investment Company Act Order
27995
Multi-Manager - Voting & Disclosure
812-13372 Sept. 26, 2007
SPA ETF Trust, et al. Investment Company Act Order
27983
Exchange Traded Funds - Index
812-13396 Sept. 26, 2007
Claymore Exchange-Traded Fund Investment Company Act Notice
27982
Exchange Traded Funds - Index
812-13365 Sept. 25, 2007
Minnesota Life Insurance Company, et al. Investment Company Act Order
27979
Insurance Products - Bonus Recapture
812-13387 Sept. 25, 2007
Rydex ETF Trust, et al. Investment Company Act Order
27981
Exchange Traded Funds - Index
812-13413 Sept. 24, 2007
MMA PRAXIS Mutual Funds Investment Company Act Notice
27977
Other
812-13394 Sept. 24, 2007
The BISYS Group, Inc. Investment Company Act Notice
27978
Ineligible - Disqualified Firm
812-13382 Sept. 21, 2007
ProShares Trust, et al. Investment Company Act Notice
27975
Exchange Traded Funds - Leveraged
812-13417 Sept. 21, 2007
Wisdom Tree Investments, Inc., et al. Investment Company Act Notice
27976
Fund of Funds - Multi-Group
812-13417 Sept. 21, 2007
Wisdom Tree Investments, Inc., et al. Investment Company Act Notice
27976
Exchange Traded Funds - Index
812-13364 Sept. 18, 2007
Allianz RCM Global EcoTrends Fund Investment Company Act Order
27971
Multi-Class
812-13267 Sept. 18, 2007
Hartford Life Insurance Co., et al. Investment Company Act Order
27972
Insurance Products - Exchange Offer
812-13259 Sept. 17, 2007
American International Group, Inc. Investment Company Act Order
27970
Ineligible - Disqualified Firm
812-13359 Sept. 4, 2007
Financial Investors Variable Insurance Trust, et al. Investment Company Act Notice
27965
Insurance Products - Mixed and Shared Funding
812-13408 Aug. 31, 2007
Trust for Professional Managers, Inc. Investment Company Act Notice
27964
Multi-Manager - Voting & Disclosure
812-13372 Aug. 31, 2007
SPA ETF Trust, et al. Investment Company Act Notice
27963
Exchange Traded Funds - Index
812-13365 Aug. 30, 2007
Minnesota Life Insurance Company, et al. Investment Company Act Notice
27960
Insurance Products - Bonus Recapture
812-13353 Aug. 29, 2007
Sentinel Variable Products Trust, et al. Investment Company Act Order
27959
Insurance Products - Mixed and Shared Funding
812-13251 Aug. 28, 2007
AARP Funds Investment Company Act Order
27956
Multi-Manager - Voting
812-13290 Aug. 28, 2007
Medallion Financial Corp. Investment Company Act Order
27955
Business Development Companies - Compensation
812-12973 Aug. 28, 2007
Lehman Brothers Asset Management LLC Investment Company Act Order
27957
Affiliated Sales & Purchases - Adviser
812-13387 Aug. 28, 2007
Rydex ETF Trust, et al. Investment Company Act Notice
27958
Exchange Traded Funds - Index
812-13388 Aug. 28, 2007
Hercules Technology Growth Capital, Inc. Investment Company Act Notice
27968
Business Development Companies - Compensation
