812-13339 Feb. 27, 2007
Van Eck Associates Corporation, et al. Investment Company Act Order
27742
Fund of Funds - Multi-Group
812-13343 Feb. 27, 2007
PowerShares Exchange-Traded Fund Trust, et al. Investment Company Act Order
27743
Exchange Traded Funds - Index
812-13339 Feb. 27, 2007
Van Eck Associates Corporation, et al. Investment Company Act Order
27742
Exchange Traded Funds - Index
812-13327 Feb. 27, 2007
Liberty All-Star Equity Fund, et al. Investment Company Act Notice
27741
Multi-Manager - Voting
812-13345 Feb. 27, 2007
NASDAQ-100 Trust, Series 1, et al. Investment Company Act Notice
27740
Exchange Traded Funds - Index
812-13321 Feb. 23, 2007
Integrity Life Insurance Co., et al. Investment Company Act Order
27738
Insurance Products - Fund Substitution
812-13337 Feb. 20, 2007
Rydex ETF Trust, et al. Investment Company Act Notice
27703
Exchange Traded Funds - Leveraged
812-13308 Feb. 16, 2007
American Capital Strategies, Ltd. Investment Company Act Order
27702
Business Development Companies - Compensation
812-13272 Feb. 16, 2007
Wilshire Variable Insurance Trust, et al. Investment Company Act Notice
27701
Insurance Products - Mixed and Shared Funding
812-13259 Feb. 16, 2007
American International Group, Inc. Investment Company Act Order
27700
Ineligible - Disqualified Firm
812-13201 Feb. 15, 2007
Hercules Technology Growth Capital, Inc. Investment Company Act Order
27699
Business Development Companies - Compensation
812-13234 Feb. 13, 2007
MFS Series Trust X, et al. Investment Company Act Order
27698
Joint Transaction
812-13325 Feb. 2, 2007
Country Investors Life Assurance Co., et al. Investment Company Act Notice
27695
Insurance Products - Fund Substitution
812-13319 Jan. 31, 2007
New River Funds and New River Advisers LLC Investment Company Act Order
27690
Multi-Manager - Voting & Disclosure
812-13343 Jan. 31, 2007
PowerShares Exchange-Traded Fund Trust, et al. Investment Company Act Notice
27693
Fund of Funds - Multi-Group
812-13339 Jan. 31, 2007
Van Eck Associates Corporation, et al. Investment Company Act Notice
27694
Fund of Funds - Multi-Group
812-13343 Jan. 31, 2007
PowerShares Exchange-Traded Fund Trust, et al. Investment Company Act Notice
27693
Exchange Traded Funds - Index
812-13339 Jan. 31, 2007
Van Eck Associates Corporation, et al. Investment Company Act Notice
27694
Exchange Traded Funds - Index
812-13279 Jan. 30, 2007
NexBank Securities, Inc. and NexBank Series Investment Company Act Order
27691
Unit Investment Trusts - Other
812-13282 Jan. 25, 2007
Sun Life Assurance Co. of Canada (U.S., et al.) Investment Company Act Order
27688
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13282 Jan. 25, 2007
Sun Life Assurance Co. of Canada (U.S., et al.) Investment Company Act Order
27688
Insurance Products - Fund Substitution
812-13321 Jan. 24, 2007
Integrity Life Insurance Co., et al. Investment Company Act Notice
27677
Insurance Products - Fund Substitution
812-13212 Jan. 23, 2007
Deutsche Bank Trust Company Americas Investment Company Act Order
27673
Other
813-356 Jan. 23, 2007
Opal Private Equity Fund, LP and Schottenstein, Zox & Dunn Co., L.P.A. Investment Company Act Order
27675
Employees Securities Company
812-13308 Jan. 19, 2007
American Capital Strategies, Ltd. Investment Company Act Notice
27669
Business Development Companies - Compensation
812-13265 Jan. 18, 2007
Forum Funds, et al. Investment Company Act Order
27665
Multi-Manager - Voting & Disclosure
812-13329 Jan. 18, 2007
ProShares Trust, et al. Investment Company Act Order
27666
Exchange Traded Funds - Leveraged
812-13224 Jan. 18, 2007
Ziegler Exchange Traded Trust, et al. Investment Company Act Order
27664
Exchange Traded Funds - Index
812-13208 Jan. 17, 2007
Barclays Global Fund Advisors, et al. Investment Company Act Order
27661
Exchange Traded Funds - Index
812-13320 Jan. 16, 2007
Jackson National Life Insurance Co., et al. Investment Company Act Order
27660
Insurance Products - Bonus Recapture
812-13278 Jan. 16, 2007
NexBank Securities, Inc. and NexBank Series Investment Company Act Order
27659
Fund of Funds - Multi-Group
812-13234 Jan. 13, 2007
MFS Series Trust X, et al. Investment Company Act Notice
27662
Joint Transaction
812-13133 Jan. 9, 2007
Members Mutual Funds, et al. Investment Company Act Order
27657
Fund of Funds - Multi-Group
812-13029 Jan. 9, 2007
ProFunds, et al. Investment Company Act Order
27658
Fund of Funds - Multi-Group
812-13201 Jan. 9, 2007
Hercules Technology Growth Capital, Inc. Investment Company Act Notice
27668
Business Development Companies - Compensation
812-13257 Jan. 8, 2007
The MainStay Funds, et al. Investment Company Act Order
27656
Multi-Manager - Voting & Disclosure
812-13279 Jan. 4, 2007
NexBank Securities, Inc. and NexBank Series Investment Company Act Notice
27655
Unit Investment Trusts - Other
812-13294 Jan. 3, 2007
The Mexico Equity and Income Fund, Inc. Investment Company Act Order
27654
Affiliated Sales & Purchases - In-Kind
812-13319 Jan. 3, 2007
New River Funds and New River Advisers LLC Investment Company Act Notice
27653
Multi-Manager - Voting & Disclosure
812-13282 Dec. 29, 2006
Sun Life Assurance Co. of Canada (U.S., et al.) Investment Company Act Notice
27651
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13282 Dec. 29, 2006
Sun Life Assurance Co. of Canada (U.S., et al.) Investment Company Act Notice
27651
Insurance Products - Fund Substitution
812-13212 Dec. 28, 2006
Deutsche Bank Trust Company Americas Investment Company Act Notice
27644
Other
813-356 Dec. 27, 2006
Opal Private Equity Fund, LP and Schottenstein, Zox & Dunn Co., L.P.A. Investment Company Act Notice
27612
Employees Securities Company
812-13329 Dec. 22, 2006
ProShares Trust, et al. Investment Company Act Notice
27609
Exchange Traded Funds - Leveraged
812-13224 Dec. 22, 2006
Ziegler Exchange Traded Trust, et al. Investment Company Act Notice
27610
Exchange Traded Funds - Index
812-13208 Dec. 21, 2006
Barclays Global Fund Advisors, et al. Investment Company Act Notice
27608
Exchange Traded Funds - Index
812-13265 Dec. 20, 2006
Forum Funds, et al. Investment Company Act Notice
27605
Multi-Manager - Voting & Disclosure
812-13320 Dec. 19, 2006
Jackson National Life Insurance Co., et al. Investment Company Act Notice
27603
Insurance Products - Bonus Recapture
812-13278 Dec. 18, 2006
NexBank Securities, Inc. and NexBank Series Investment Company Act Notice
27602
Fund of Funds - Multi-Group
812-13029 Dec. 14, 2006
ProFunds, et al. Investment Company Act Notice
27599
Fund of Funds - Multi-Group
812-13133 Dec. 13, 2006
Members Mutual Funds, et al. Investment Company Act Notice
27598
Fund of Funds - Multi-Group
812-13257 Dec. 11, 2006
The MainStay Funds, et al. Investment Company Act Notice
27595
Multi-Manager - Voting & Disclosure
812-13294 Dec. 7, 2006
The Mexico Equity and Income Fund, Inc. Investment Company Act Notice
27592
Affiliated Sales & Purchases - In-Kind
