812-13458 Sept. 28, 2008
WisdomTree Investments, Inc., et al. Investment Company Act Notice
28419
Exchange Traded Funds - Active
812-13381 Sept. 26, 2008
PIMCO Municipal Income Fund, et al. Investment Company Act Order
28412
Distributions
812-13506 Sept. 25, 2008
Van Kampen Retirement Strategy Trust, et al. Investment Company Act Notice
28406
Fund of Funds - Multi-Group
812-13531 Sept. 25, 2008
Aberdeen Asset Management Investment Company Act Notice
28407
Fund of Funds - Direct Investment
812-13357 Sept. 24, 2008
John Hancock Income Securities Trust Investment Company Act Order
28389
Distributions
812-13521 Sept. 24, 2008
Delaware Management Business Trust, et al. Investment Company Act Notice
28405
Fund of Funds - Direct Investment
812-13529 Sept. 23, 2008
Morgan Stanley Series Funds, et al. Investment Company Act Notice
28388
Fund of Funds - Direct Investment
812-13576 Sept. 22, 2008
The Reserve Fund Investment Company Act Order
28386
Other
812-13528 Sept. 22, 2008
Aberdeen Asset Management Inc. Investment Company Act Order
28385
Multi-Manager - Voting & Disclosure
812-13451 Sept. 19, 2008
Allianz Life Insurance Co. of North America, et al. Investment Company Act Order
28384
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13451 Sept. 19, 2008
Allianz Life Insurance Co. of North America, et al. Investment Company Act Order
28384
Insurance Products - Fund Substitution
812-11351 Sept. 19, 2008
Trust for Professional Managers, et al. Investment Company Act Notice
28382
Multi-Manager - Voting & Disclosure
812-13355 Sept. 19, 2008
Triangle Capital Corporation, et al. Investment Company Act Notice
28383
Business Development Companies - Capital Structure
812-13483 Sept. 12, 2008
Rafferty Asset Management, LLC, et al. Investment Company Act Notice
28379
Exchange Traded Funds - Leveraged
812-13517 Sept. 10, 2008
Global X Funds, et al. Investment Company Act Notice
28378
Exchange Traded Funds - Index
812-13572 Sept. 5, 2008
Prudential Financial, Inc., et al. Investment Company Act Notice
28377
Ineligible - Disqualified Firm
812-13505 Sept. 5, 2008
Fidelity Aberdeen Street Trust, et al. Investment Company Act Notice
28376
Fund of Funds - Direct Investment
812-13532 Sept. 3, 2008
Prudential Annuities Life Assurance Co., et al. Investment Company Act Order
28373
Insurance Products - Bonus Recapture
812-13537 Sept. 3, 2008
Advanced Series Trust, et al. Investment Company Act Order
28374
Fund of Funds - Direct Investment
812-13526 Sept. 3, 2008
Phoenix Equity Trust, et al. Investment Company Act Notice
28375
Multi-Manager - Voting
812-13381 Aug. 29, 2008
PIMCO Municipal Income Fund, et al. Investment Company Act Notice
28370
Distributions
812-13357 Aug. 29, 2008
John Hancock Income Securities Trust Investment Company Act Notice
28372
Distributions
812-13451 Aug. 28, 2008
Allianz Life Insurance Co. of North America, et al. Investment Company Act Notice
28369
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13451 Aug. 28, 2008
Allianz Life Insurance Co. of North America, et al. Investment Company Act Notice
28369
Insurance Products - Fund Substitution
812-13456 Aug. 26, 2008
Goldman Sachs Trust, et al. Investment Company Act Order
28366
Fund of Funds - Multi-Group
812-13425 Aug. 26, 2008
Javelin Exchange-Traded Trust Investment Company Act Order
28367
Fund of Funds - Multi-Group
812-13425 Aug. 26, 2008
Javelin Exchange-Traded Trust Investment Company Act Order
28367
Exchange Traded Funds - Index
812-13377 Aug. 26, 2008
DNP Select Income Fund Inc., et al. Investment Company Act Order
28368
Distributions
812-13507 Aug. 25, 2008
Van Eck Associates Corporation, et al. Investment Company Act Order
28365
Exchange Traded Funds - Index
812-13528 Aug. 25, 2008
Aberdeen Asset Management Inc. Investment Company Act Notice
28364
Multi-Manager - Voting & Disclosure
812-13152 Aug. 19, 2008
Cohen & Steers Advantage Income Realty Fund, Inc Investment Company Act Order
28358
Distributions
812-13513 Aug. 12, 2008
PIMCO Funds, et al. Investment Company Act Order
28356
Fund of Funds - Direct Investment
812-13454 Aug. 12, 2008
The Mexico Fund, Inc., et al. Investment Company Act Order
28357
Distributions
812-13532 Aug. 8, 2008
Prudential Annuities Life Assurance Co., et al. Investment Company Act Notice
28354
Insurance Products - Bonus Recapture
812-13537 Aug. 8, 2008
Advanced Series Trust, et al. Investment Company Act Notice
28355
Fund of Funds - Direct Investment
812-13074 Aug. 5, 2008
ING Clarion Real Estate Income Fund Investment Company Act Order
28352
Distributions
812-13456 July 31, 2008
Goldman Sachs Trust, et al. Investment Company Act Notice
28347
Fund of Funds - Multi-Group
812-13507 July 31, 2008
Van Eck Associates Corporation, et al. Investment Company Act Notice
28349
Exchange Traded Funds - Index
812-13425 July 31, 2008
Javelin Exchange-Traded Trust Investment Company Act Notice
28350
Fund of Funds - Multi-Group
812-13425 July 31, 2008
Javelin Exchange-Traded Trust Investment Company Act Notice
28350
Exchange Traded Funds - Index
812-13377 July 31, 2008
DNP Select Income Fund Inc., et al. Investment Company Act Notice
28348
Distributions
812-13401 July 25, 2008
The Penn Mutual Life Insurance Company, et al. Investment Company Act Order
28342
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13401 July 25, 2008
The Penn Mutual Life Insurance Company, et al. Investment Company Act Order
28342
Insurance Products - Fund Substitution
812-13152 July 24, 2008
Cohen & Steers Advantage Income Realty Fund, Inc Investment Company Act Notice
28341
Distributions
812-13457 July 22, 2008
Minnesota Life Insurance Co., et al. Investment Company Act Order
28334
Insurance Products - Bonus Recapture
812-13513 July 17, 2008
PIMCO Funds, et al. Investment Company Act Notice
28331
Fund of Funds - Direct Investment
812-13454 July 17, 2008
The Mexico Fund, Inc., et al. Investment Company Act Notice
28332
Distributions
812-13074 July 8, 2008
ING Clarion Real Estate Income Fund Investment Company Act Notice
28329
Distributions
812-13401 July 2, 2008
The Penn Mutual Life Insurance Company, et al. Investment Company Act Notice
28328
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13401 July 2, 2008
The Penn Mutual Life Insurance Company, et al. Investment Company Act Notice
28328
Insurance Products - Fund Substitution
812-13457 June 26, 2008
Minnesota Life Insurance Co., et al. Investment Company Act Notice
28321
Insurance Products - Bonus Recapture
813-369 June 18, 2008
American International Group, Inc., et al. Investment Company Act Order
28301
Employees Securities Company
812-13475 June 17, 2008
Matrix Capital Group, Inc. Investment Company Act Order
28300
Unit Investment Trusts - Other
812-13455 June 6, 2008
Prudential Retirement Insurance and Annuity Co., et al. Investment Company Act Order
28297
Insurance Products - Exchange Offer
812-13438 June 3, 2008
Main Street Capital Corporation, et al. Investment Company Act Order
28295
Co-Investment
812-13520 May 30, 2008
Harris & Harris Group, Inc. Investment Company Act Order
28294
Other
812-13476 May 28, 2008
Fidelity Rutland Square Trust, et al. Investment Company Act Order
28287
Fund of Funds - Multi-Group
812-13496 May 28, 2008
The RBB Fund, et al. Investment Company Act Order
28288
Fund of Funds - Multi-Group
813-362 May 28, 2008
Bessemer Group, Inc., et al. Investment Company Act Order
28289
Employees Securities Company
812-13466 May 23, 2008
ING USA Annuity & Life Insurance Co., et al. Investment Company Act Order
28285
Insurance Products - Fund Substitution
813-369 May 23, 2008
American International Group, Inc., et al. Investment Company Act Notice
28286
Employees Securities Company
812-13475 May 22, 2008
Matrix Capital Group, Inc. Investment Company Act Notice
28284
Unit Investment Trusts - Other
812-13508 May 20, 2008
Thrivent Mutual Funds, et al., Investment Company Act Order
28267
Fund of Funds - Direct Investment
812-13438 May 8, 2008
Main Street Capital Corporation, et al. Investment Company Act Notice
28265
Co-Investment
812-13246 May 7, 2008
U.S. Bank National Association, et al. Investment Company Act Order
28264
Securities Lending (Withdrawn)
812-13455 May 7, 2008
Prudential Retirement Insurance and Annuity Co., et al. Investment Company Act Notice
28263
Insurance Products - Exchange Offer
812-13430 May 2, 2008
ALPS Advisers, Inc., et al., Investment Company Act Order
28262
Exchange Traded Funds - Index
812-13476 April 30, 2008
Fidelity Rutland Square Trust, et al. Investment Company Act Notice
28259
Fund of Funds - Multi-Group
812-13496 April 30, 2008
The RBB Fund, et al. Investment Company Act Notice
28260
Fund of Funds - Multi-Group
813-362 April 29, 2008
Bessemer Group, Inc., et al. Investment Company Act Notice
28258
Employees Securities Company
812-13466 April 28, 2008
ING USA Annuity & Life Insurance Co., et al. Investment Company Act Notice
28256
Insurance Products - Fund Substitution
812-13508 April 28, 2008
Thrivent Mutual Funds, et al., Investment Company Act Notice
28252
Fund of Funds - Direct Investment
812-13500 April 24, 2008
Franklin California Tax-Free Income Fund, et al. Investment Company Act Order
28257
Fund of Funds - Direct Investment
812-13439 April 16, 2008
MetLife Insurance Co. of Connecticut, et al. Investment Company Act Order
28236
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13439 April 16, 2008
MetLife Insurance Co. of Connecticut, et al. Investment Company Act Order
28236
Insurance Products - Fund Substitution
812-13445 April 16, 2008
American Family Life Insurance Co., et al. Investment Company Act Order
28237
Insurance Products - Fund Substitution
812-13246 April 16, 2008
U.S. Bank National Association, et al. Investment Company Act Notice
28238
Securities Lending (Withdrawn)
812-13430 April 9, 2008
ALPS Advisers, Inc., et al., Investment Company Act Notice
28235
Exchange Traded Funds - Index
812-13452 April 3, 2008
Jefferson National Life Insurance Co., et al. Investment Company Act Order
28234
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13452 April 3, 2008
Jefferson National Life Insurance Co., et al. Investment Company Act Order
28234
Insurance Products - Fund Substitution
812-13446 April 1, 2008
Prudential Annuities Life Assurance Corp., et al. Investment Company Act Order
28233
Insurance Products - Bonus Recapture
812-13437 April 1, 2008
Pruco Life Insurance Company, et al. Investment Company Act Order
28231
Insurance Products - Bonus Recapture
812-13423 April 1, 2008
CUNA Mutual Insurance Society, et al. Investment Company Act Order
28232
Insurance Products - Bonus Recapture
812-13418 April 1, 2008
J.P. Morgan Trust I, et al. Investment Company Act Order
28230
Fund of Funds - Direct Investment
812-13500 March 31, 2008
Franklin California Tax-Free Income Fund, et al. Investment Company Act Notice
28229
Fund of Funds - Direct Investment
812-13368 March 28, 2008
Kohlberg Capital Corporation Investment Company Act Notice
28228
Business Development Companies - Compensation
812-13473 March 25, 2008
Advisors Series Trust, et al. Investment Company Act Order
28201
Multi-Manager - Voting & Disclosure
812-13481 March 25, 2008
Eaton Vance Mutual Fund, et al. Investment Company Act Order
28202
Fund of Funds - Direct Investment
812-13348 March 25, 2008
Patriot Capital Funding, Inc. Investment Company Act Order
28200
Business Development Companies - Compensation
812-13367 March 24, 2008
Kohlberg Capital Corporation Investment Company Act Order
28199
Business Development Companies - Compensation
812-13368 March 23, 2008
Kohlberg Capital Corporation Investment Company Act Order
28239
Business Development Companies - Compensation
812-13445 March 19, 2008
American Family Life Insurance Co., et al. Investment Company Act Notice
28197
Insurance Products - Fund Substitution
812-13436 March 18, 2008
MLIG Variable Insurance Trust and Rozel Advisors LLC Investment Company Act Order
28169
Fund of Funds - Multi-Group
812-13447 March 18, 2008
Triangle Capital Corporation Investment Company Act Order
28169
Business Development Companies - Compensation
812-13367 March 18, 2008
Kohlberg Capital Corporation Investment Company Act Order
28196
Business Development Companies - Compensation
812-13444 March 17, 2008
NETS Trust, et al. Investment Company Act Order
28195
Exchange Traded Funds - Index
812-13439 March 10, 2008
MetLife Insurance Co. of Connecticut, et al. Investment Company Act Notice
28190
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13452 March 10, 2008
Jefferson National Life Insurance Co., et al. Investment Company Act Notice
28191
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13439 March 10, 2008
MetLife Insurance Co. of Connecticut, et al. Investment Company Act Notice
28190
Insurance Products - Fund Substitution
812-13452 March 10, 2008
Jefferson National Life Insurance Co., et al. Investment Company Act Notice
28191
Insurance Products - Fund Substitution
