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Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.


Release Number	Issue Date	File Number	Details
34-66202	Jan. 20, 2012		Order Making Fiscal Year 2012 Annual Adjustments to Transaction Fee Rates Federal Register version (77 FR 3818)
IA-3354	Jan. 17, 2012	801-68894	Royal Oak Capital Management, LLC (Order Cancelling Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
34-66164	Jan. 17, 2012	4-645	Comment Request for Study Regarding Financial Literacy Among Investors *Comments Due:* March 23, 2012 View Received Comments Submit a Comment on 4-645 Federal Register version (77 FR 3294)
33-9294, 34-66141	Jan. 11, 2012		Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2012 Federal Register version (77 FR 2576)
33-9293, 34-66123	Jan. 10, 2012	265-27	Advisory Committee on Small and Emerging Companies *Comments Due:* January 27, 2012 View Received Comments Submit a Comment on 265-27 Federal Register version (77 FR 2102)
IC-29913	Jan. 4, 2012	812-13987	Wells Fargo Bank, N.A., et al.
IA-3340	Dec. 20, 2011	801-68894	Royal Oak Capital Management, LLC (Notice of Intention to Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
33-9285, 34-65984	Dec. 15, 2011	265-27	Advisory Committee on Small and Emerging Companies *Comments Due:* January 4, 2012 Submit a Comment on 265-27 Federal Register version (76 FR 79230)
33-9284, 34-65960, 39-2482, IA-3336, IC-29886	Dec. 15, 2011	S7-43-11	List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act *Comments Due:* January 20, 2012 View Received Comments Submit a Comment on S7-43-11 Federal Register version (76 FR 79141)
33-9283	Dec. 9, 2011		Wachovia Bank, N.A., now known as Wells Fargo Bank, N.A., successor by merger (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Waiver of the Disqualification Provisions of Rules 602(b)(4) and 602(c)(2))
33-9282, 34-65932	Dec. 9, 2011		Wachovia Bank, N.A., now known as Wells Fargo Bank, N.A., successor by merger (Order Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934, Granting Waivers of the Disqualification Provisions of Section 27A(b)(1)(A)(ii) of the Securities Act of 1933 and Section 21E(b)(1)(A)(ii) of the Securities Exchange Act of 1934)
IC-29881	Dec. 9, 2011	812-13987	Wells Fargo Bank, N.A., et al.; Notice of Application and Temporary Order Federal Register version (76 FR 78052)
34-65765	Nov. 16, 2011	S7-04-09	Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment View Received Comments Submit a Comment on S7-04-09 Federal Register version (76 FR 72227)
33-9278	Nov. 16, 2011	3-14628	Morgan Stanley Investment Management Inc. (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Waiver of the Rule 602(c)(3) Disqualification Provision)
33-9279, 34-65758	Nov. 16, 2011	3-14628	Morgan Stanley Investment Management Inc. (Order Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934, Granting Waivers of the Disqualification Provisions of Section 27a(b)(1)(A)(ii) of the Securities Act of 1933 and Section 21E(b)(1)(A)(ii) of the Securities Exchange Act of 1934)
33-9276	Nov. 10, 2011	3-14620	UBS Securities LLC (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Waiver of the Rule 602(c)(3) Disqualification Provision)