NRSRO Rule

Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment

Public Comments

Submit a Comment on S7-04-09
View Received Comments

Title
Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment
Release Number
34-68286
SEC Issue Date
Federal Register Publish Date
Document Citation

77 FR 71201

Resources

Exemptive Rule: SEC Issued Version (pdf 126.21 KB)
Exemptive Rule: Federal Register Version
34-63363.pdf
and 34-65765
34-62120.pdf
View Received Comments

Last Reviewed or Updated: June 26, 2023

Resources

NRSRO Rule: Federal Register Version

Details

File Number
S7-04-09
Rule Type
NRSRO
Release Number
34-65765
SEC Issue Date
Federal Register Publish Date
Document Citation

76 FR 72227