Analyzes issues relating to the structure and regulation of markets including equity, bond, option, securities lending, securities-based swaps, and other OTC derivative markets. Provides assistance in such areas as Commission rulemaking, oversight of SRO rulemaking and surveillance, review of proposals for new financial products and services, responding to requests from market participants for interpretive guidance or rule exemptions, and monitoring and surveillance of markets.
Paul Barton, Assistant Director
Amy K. Edwards, Assistant Director
Peter Dixon, Financial Economist
Erika Frost, Financial Economist
Hans G. Heidle, Senior Financial Economist
Su Li, Financial Economist
Benjamin Miller, Financial Economist
Parisa Mofakham, Financial Economist
Abdul Munasib, Financial Economist
Ilia Rainer, Financial Economist
Julia Reynolds, Financial Economist
John Ritter, Financial Economist
Kevin Roshak, Financial Economist
Thomas D. Shohfi, Financial Economist
Cuyler L. Strong, Financial Economist
Desmond Toohey, Financial Economist
Laura A. Tuttle, Senior Financial Economist
Seung Won Woo, Financial Economist
Modified: Oct. 2, 2023
