Provides analysis in support of the Commission on issues related to the regulation and examination of issuers of securities with a duty to register under the 1933 Securities Act and make periodic disclosures pursuant to the 1934 Exchange Act. Topical areas include initial public offerings, seasoned equity offerings, corporate mergers and acquisitions, executive compensation, corporate governance and voting, corporate and municipal debt offerings, and disclosures related to asset-backed securities. Related areas frequently addressed include-cross border finance and unregistered offerings.
Vladimir I. Ivanov, Assistant Director
Tara Bhandari, Financial Economist
Rachita Gullapalli, Financial Economist
Tanakorn Makaew, Financial Economist
Mattias Nilsson, Financial Economist
George Papadakis, Financial Economist
Mengxin Zhao, Financial Economist