Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Email Subscription E-mail Updates: To sign up for updates, please enter your e-mail address below.

CLEAR ALL

Speeches and Statements Table

Speaker
Date: Title: A Crowd of Angels: Remarks before the Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Lane Drifting: Remarks at the Hoover Monetary Policy Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Earthquakes, Eclipses, and Enigmas: Remarks at the SEC’s 43nd Annual Small Business Forum – Catching up with Small Caps: Lessons learned going public and staying public Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: There’s Got to Be a Better Way: Statement of Dissent Regarding Wayzata Investment Partners LLC Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Comment on FinCEN’s AML/CFT Program and SAR Filing for Registered Investment Advisers and Exempt Reporting Advisers Proposal Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Pourquoi Pas? Securities Regulation and the American Dream: Remarks before the Association of Private Enterprise Education Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Filling the Gap: Comments on the Proposal to Amend FINRA’s Codes of Arbitration Procedure and Code of Mediation Procedure to Modify the Qualifications for Representatives in Arbitrations and Mediations Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: At the SEC: Nothing but Crickets Remarks at SEC Speaks Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Commission Statement on the Passing of Former Commissioner Roberta Karmel Speaker: Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Caroline A. Crenshaw
Commissioner Mark T. Uyeda
Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Change: Remarks at Meeting of the SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Keeping Up with the Markets: Statement on Rule 605 Adoption Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Green Regs and Spam[1]: Statement on the Enhancement and Standardization of Climate-Related Disclosures for Investors Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: On Today’s Episode of As the Crypto World Turns: Statement on ShapeShift AG Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Angels and IPOs: Remarks Before the Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Curiouser and Curiouser: Statement on Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Dealer, No Dealer?[1] : Statement on Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer in Connection with Certain Liquidity Providers Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Unsettling Silence: Dissent from Denial of Request for Rulemaking to Amend 17 C.F.R. § 202.5(e) Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: For the Birds: Statement on Adoption of Rule Regarding Special Purpose Acquisition Companies, Shell Companies, and Projections Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Out, Damned Spot! Out, I Say![1]: Statement on Omnibus Approval Order for List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement Regarding Denial of Petition for Rulemaking Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Twenty Years, Forty %?: Statement on the 2024 Final Budget and Accounting Support Fee for the Public Company Accounting Oversight Board Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Careening Toward Clearing: Statement on Rules to Improve Risk Management in Clearance and Settlement and to Facilitate Additional Central Clearing for the U.S. Treasury Market Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Remarks at Meeting of the SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Freedom: Remarks at Meeting of the Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Unsettling End of an Era: Statement on Adoption of Rule Prohibiting Conflicts of Interest in Certain Securitizations Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: High Stakes: Comments on the Adoption of a Rule Related to Clearing Agency Governance and Conflicts of Interest Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: The SEC’s Swiss Army Statute: Statement on Charter Communications, Inc. Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Overdue: Statement of Dissent on LBRY Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Fears for Tiers: Statement on Proposed Volume-Based Exchange Transaction Pricing for NMS Stocks Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Short Sale Disclosure Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Reporting of Securities Loans Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Appropriating Appropriate Asymmetries: Statement on Modernization of Beneficial Ownership Reporting Rule Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Remarks at Meeting of the SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Pizza or Pizza? Statement on Investment Company Names Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Remarks at the Meeting of SEC Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Caught in a SAR Trap: Statement on In the Matter of Pierre Economacos Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Collecting Enforcement Actions: Statement on Stoner Cats 2, LLC Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Ugh and Awe: Remarks before the IFC-Milken Institute’s Capital Markets Scholars Program Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Who’s Paying?: Statement on the CAT’s Funding Model Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: NFTs & the SEC: Statement on Impact Theory, LLC Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Uprooted: Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on the Adoption of Amendments to Rule 15b9-1 Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: UnRulemaking: Statement Regarding DST Asset Manager Solutions, Inc. Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Exemption for Certain Investment Advisers Operating Through the Internet Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Through the Looking Glass : Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers Proposal Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Harming Investors and Helping Hackers: Statement on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Air Dancers and Flies: Statement on Adoption of the Latest Round of Money Market Fund Reforms Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Proposed Amendments to Exchange Act Rule 15c3-3 Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement Regarding Amicus Brief Filing in Murray v. UBS Securities, LLC Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement Concerning Certain IAC Recommendations Speaker: Commissioner Hester M. Peirce
Type:Statement
1 to 50 of 339 items