Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Statement on the Proposal for Registration for Index-Linked Annuities and the Investor Testing Report Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Testimony Before the United States House of Representatives Committee on Financial Services Speaker: Chair Gary Gensler
Type:Testimony
Date: Title: Statement on Jury’s Verdict in Trial of Zhiying Yvonne Gasarch and Jackson Friesen Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Date: Title: Prepared Remarks Before the Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Remarks at Meeting of the SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Remarks at the Investor Advisory Committee Meeting Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Final Amendments under the Privacy Act Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on Updates to the Names Rule Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Pizza or Pizza? Statement on Investment Company Names Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement Regarding Adoption of Amendments to the Names Rule Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Investment Company Names Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Truth in Naming Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Remarks before the Small Business Capital Formation Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Remarks at the Meeting of SEC Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Remarks to the Small Business Capital Formation Advisory Committee Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Caught in a SAR Trap: Statement on In the Matter of Pierre Economacos Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on EDGAR Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Building on Our Trans-Atlantic Partnership to Strengthen Market Oversight: Remarks before Eurofi Speaker: Commissioner Jaime Lizárraga
Type:Speech
Date: Title: Collecting Enforcement Actions: Statement on Stoner Cats 2, LLC Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Oral Testimony of Gary Gensler Before the United States Senate Committee on Banking, Housing, and Urban Affairs Speaker: Chair Gary Gensler
Type:Testimony
Date: Title: Ugh and Awe: Remarks before the IFC-Milken Institute’s Capital Markets Scholars Program Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Testimony of Chair Gary Gensler Before the United States Senate Committee on Banking, Housing, and Urban Affairs Speaker: Chair Gary Gensler
Type:Testimony
Date: Title: Remarks to the 2023 NASAA Fall Annual Meeting – Modernizing Investor Protection for the Digital Age Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Statement on CAT Funding Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Who’s Paying?: Statement on the CAT’s Funding Model Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement Regarding the Order Approving an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Consolidated Audit Trail Revised Funding Model Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Order Approving CAT Revised Funding Model Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: NFTs & the SEC: Statement on Impact Theory, LLC Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: The Importance of a Comprehensive Risk Assessment by Auditors and Management Speaker: Paul Munter, Chief Accountant
Type:Statement
Date: Title: Statement on Private Fund Advisers Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Uprooted: Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement Regarding Private Fund Advisers Rulemaking Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Empowering and Protecting Private Fund Investors Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement Regarding Exemption from National Securities Association Membership Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on the Adoption of Amendments to Rule 15b9-1 Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement Regarding Exemption from National Securities Association Membership Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Final Rule Regarding Exemption for Certain Exchange Members Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Improved Oversight of Off-Exchange Trading Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: UnRulemaking: Statement Regarding DST Asset Manager Solutions, Inc. Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Remarks before the Financial Stability Oversight Council: LIBOR Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Remarks before the Financial Stability Oversight Council: Climate Risk Disclosure Speaker: Chair Gary Gensler
Type:Speech
Date: Title: The Potential Pitfalls of Purported Crypto “Assurance” Work Speaker: Paul Munter, Chief Accountant
Type:Statement
Date: Title: Statement on Internet Investment Advisers Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Exemption for Certain Investment Advisers Operating Through the Internet Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Internet Adviser Exemption Amendments Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on the Proposal re: the Internet Adviser Exemption Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Modernizing Oversight of Internet Advisers Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Conflicts of Interest Related to Uses of Predictive Data Analytics Speaker: Chair Gary Gensler
Type:Statement
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