Date: Sept. 20, 2022
Title: Statement Regarding In the Matter of Toews Corporation
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: Sept. 15, 2022
Title: Laudable Ends, Poorly Pursued: Statement Regarding Recent Pay-to-Play Rule Settlements
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Sept. 14, 2022
Title: Treasury Clearing Standards for Membership Requirements and Risk Management
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Aug. 26, 2022
Title: On the Consequences of an Inconsequential Rulemaking: Statement Regarding Amendments to Whistleblower Program Rules
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Aug. 25, 2022
Title: Neither Pay nor Performance
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Aug. 10, 2022
Title: Statement on Proposed Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Aug. 8, 2022
Title: Dissenting from Stakeholder Governance for Clearing Agencies
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Aug. 2, 2022
Title: Remarks at the Small Business Capital Formation Advisory Committee Meeting: Shining a Spotlight (or Searchlight) on Secondary Market Liquidity for Small Businesses
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: July 29, 2022
Title: Statement of Commissioners Hester M. Peirce and Mark T. Uyeda on Proposed Amendments to Exchange Act Rule 15b9-1
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: July 28, 2022
Title: Statement Regarding In the Matter of Aegis Capital Corporation
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: July 22, 2022
Title: Comment on the Financial Accounting Foundation Draft Strategic Plan
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: July 15, 2022
Title: Statement on Departure of Commissioner Allison Herren Lee
Speaker:
Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Caroline A. Crenshaw
Commissioner Mark T. Uyeda
Type: Statement
Date: July 13, 2022
Title: U-Turn: Comments on Proxy Voting Advice
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: July 13, 2022
Title: Exclusion Preclusion: Statement on the Shareholder Proposals Proposal
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: July 8, 2022
Title: Statement on the Order Granting Temporary Conditional Exemptive Relief from Certain Requirements of the National Market System Plan Governing the Consolidated Audit Trail
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: July 1, 2022
Title: Chief Compliance Officer Liability: Statement on In the Matter of Hamilton Investment Counsel LLC and Jeffrey Kirkpatrick
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: June 28, 2022
Title: When Voluntary Means Mandatory and Forever: Statement on In the Matter of Ernst & Young LLP
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: June 22, 2022
Title: A Caution on the Limits of Authority: Statement Regarding In the Matter of The Brink’s Company
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: June 22, 2022
Title: Rip Current Rulemakings: Statement on the Regulatory Flexibility Agenda
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: June 16, 2022
Title: Statement on Senate Confirmation of Jaime Lizárraga and Mark Uyeda
Speaker:
Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type: Statement
Date: June 14, 2022
Title: On the Spot:
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: June 9, 2022
Title: Remarks at Meeting of the SEC Investor Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: May 25, 2022
Title: Statement on Environmental, Social, and Governance Disclosures for Investment Advisers and Investment Companies
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: May 25, 2022
Title: Statement on Investment Company Names
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: May 6, 2022
Title: Remarks at SEC Small Business Capital Formation Advisory Committee Meeting
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: April 28, 2022
Title: Remarks before the Older Investor Roundtable
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: April 15, 2022
Title: Statement Regarding SPAC Matter
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: April 12, 2022
Title: Statement in the Matter of David Hansen
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: April 6, 2022
Title: Statement on Proposed Rules Relating to Security-Based Swap Execution Facilities
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: April 5, 2022
Title: Remarks at 2022 Small Business Forum
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: April 5, 2022
Title: Statement on In the Matter of Lloyd D. Reed
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: April 1, 2022
Title: Is that a Fish Behind the Wheel? Remarks before the University of Central Florida’s Inaugural FinTech Summit
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: March 31, 2022
Title: Response to Staff Accounting Bulletin No. 121
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 30, 2022
Title: Damning and Deeming: Dissenting Statement on Shell Companies, Projections, and SPACs Proposal
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 28, 2022
Title: Statement on Proposal to Further Define “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 21, 2022
Title: We are Not the Securities and Environment Commission - At Least Not Yet
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 10, 2022
Title: Remarks at Meeting of the SEC Investor Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 9, 2022
Title: Dissenting Statement on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure Proposal
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 25, 2022
Title: Statement on Proposal to Require Short Position and Short Activity Reporting by Institutional Investment Managers
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 15, 2022
Title: Audit Regulators and Cliff Hangers
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Feb. 14, 2022
Title: Statement on Settlement with BlockFi Lending LLC
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 10, 2022
Title: Dissenting Statement on Proposed Modernization of Beneficial Ownership Reporting
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 10, 2022
Title: Statement on Proposal to Revisit Recently Adopted Whistleblower Rule Amendments
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 10, 2022
Title: Remarks at SEC Small Business Capital Formation Advisory Committee Meeting
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 9, 2022
Title: Statement on Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 9, 2022
Title: Statement on Proposal to Shorten the Settlement Cycle
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 9, 2022
Title: Statement on Proposed Private Fund Advisers; Documentation of Investment Adviser Compliance Reviews Rulemaking
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Jan. 27, 2022
Title: Dissenting Statement on Reopening of Comment Period for Pay Versus Performance
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Jan. 26, 2022
Title: Dissenting Statement on the Proposal to Amend Regulation ATS
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Jan. 26, 2022
Title: Statement on Proposed Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers
Speaker:
Commissioner Hester M. Peirce
Type: Statement
