Date: March 26, 2024
Title: Commission Statement on the Passing of Former Commissioner Roberta Karmel
Speaker:
Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Caroline A. Crenshaw
Commissioner Mark T. Uyeda
Commissioner Jaime Lizárraga
Type: Statement
Date: March 6, 2024
Title: Statement on Adoption of Amendments to Rule 605: Disclosure of Order Execution Information
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: March 6, 2024
Title: A Risk by Any Other Name: Statement on the Enhancement and Standardization of Climate-Related Disclosures
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Feb. 6, 2024
Title: Statement on Adopting Changes to the Definition of Dealer and Government Securities Dealer
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Jan. 24, 2024
Title: Ensuring Basic Protections: Special Purpose Acquisition Company Rule Adoption
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Jan. 10, 2024
Title: Statement Dissenting from Approval of Proposed Rule Changes to List and Trade Spot Bitcoin Exchange-Traded Products
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Dec. 13, 2023
Title: Statement in Support of the PCAOB’s 2024 Budget
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Dec. 13, 2023
Title: Statement on Adoption of Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule with Respect to U.S. Treasury Securities
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Nov. 29, 2023
Title: Remarks to Small Business Capital Formation Advisory Committee
Speaker:
Commissioner Caroline A. Crenshaw
Type: Speech
Date: Oct. 18, 2023
Title: Statement on Volume-Based Exchange Transaction Pricing for NMS Stocks
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Oct. 13, 2023
Title: Statement Regarding the Reporting of Securities Loans (Rule 10c-1a) and Short Position and Activity Reporting (Rule 13f-2)
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Oct. 11, 2023
Title: In-securities: What Happens When Investors in an Important Market are not Protected?
Speaker:
Commissioner Caroline A. Crenshaw
Type: Speech
Date: Sept. 20, 2023
Title: Statement Regarding Adoption of Amendments to the Names Rule
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Sept. 6, 2023
Title: Statement Regarding the Order Approving an Amendment to the National Market System Plan Governing the Consolidated Audit Trail
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Aug. 23, 2023
Title: Statement Regarding Private Fund Advisers Rulemaking
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Aug. 23, 2023
Title: Statement Regarding Exemption from National Securities Association Membership
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: July 26, 2023
Title: Statement on Internet Adviser Exemption Amendments
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: July 26, 2023
Title: Statement on Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers Proposal
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: July 26, 2023
Title: Statement on Cybersecurity Adopting Release
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: July 12, 2023
Title: Statement on Proposed Amendments to the Customer Protection Rule
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: July 12, 2023
Title: Statement on the Adoption of Money Market Fund Reforms
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: June 7, 2023
Title: Statement on the Removal of References to Credit Ratings from Regulation M
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: June 7, 2023
Title: Statement on the Adoption of Rules 9J-1 and 15fh-4(c)
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: May 31, 2023
Title: Commission Statement on the Passing of Former Chairman Harvey Pitt
Speaker:
Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Caroline A. Crenshaw
Commissioner Mark T. Uyeda
Commissioner Jaime Lizárraga
Type: Statement
Date: May 17, 2023
Title: Statement on Covered Clearing Agency Resilience and Recovery and Wind-Down Plans
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: May 5, 2023
Title: Joint Statement relating to In the Matter of Classic Asset Management, LLC
Speaker:
Commissioner Caroline A. Crenshaw
Commissioner Jaime Lizárraga
Type: Statement
Date: May 3, 2023
Title: Statement on Amendments to Form PF
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: May 3, 2023
Title: Statement on Share Repurchases Adoption
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: April 14, 2023
Title: Statement on Supplemental Information and Reopening of Comment Period for Amendments to Exchange Act Rule 3b-16 Regarding the Definition of “Exchange”
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: March 30, 2023
Title: Fixed Income and Options: The Other Market Structures
Speaker:
Commissioner Caroline A. Crenshaw
Type: Speech
Date: March 22, 2023
Title: Statement on the Proposed Expansion of Electronic Filing
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: March 17, 2023
Title: Statement on Retail Options
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: March 15, 2023
Title: Statement on Amendments to Regulation S-P, Cybersecurity Risk Management, and Amendments to Regulation SCI
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Feb. 15, 2023
Title: Statement on Safeguarding Advisory Client Assets Proposal
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Feb. 15, 2023
Title: Statement on Rule Amendments Shortening the Settlement Cycle
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Jan. 30, 2023
Title: Big “Issues” in the Small Business Safe Harbor: Remarks at the 50th Annual Securities Regulation Institute
Speaker:
Commissioner Caroline A. Crenshaw
Type: Speech
Date: Jan. 25, 2023
Title: Statement on the Prohibition against Conflicts of Interest in Certain Securitizations Re-proposal
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Dec. 14, 2022
Title: Statement on Proposals Related to Equity Market Structure
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Dec. 14, 2022
Title: Insider Trading Rules Get a Much Needed Facelift
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Nov. 2, 2022
Title: Learning from History: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Nov. 2, 2022
Title: Statement on Enhanced Reporting of Proxy Votes
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Oct. 26, 2022
Title: In Service of the Investor: Statement on Outsourcing by Investment Advisers
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Oct. 26, 2022
Title: Simplicity is a Goal Unto Itself: Statement on Tailored Shareholder Reports for Mutual Funds and Exchange Traded Funds; Fee Information in Investment Company Advertising
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Oct. 26, 2022
Title: Statement on Listing Standards for Recovery of Erroneously Awarded Compensation
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Oct. 21, 2022
Title: Moving Forward in Our Lane: Remarks at the Inaugural ECGI Responsible Capitalism Summit
Speaker:
Commissioner Caroline A. Crenshaw
Type: Speech
Date: Oct. 13, 2022
Title: Statement on Staff’s FAQ Relating to Investment Adviser Considerations of DEI Factors
Speaker:
Commissioner Caroline A. Crenshaw
Commissioner Jaime Lizárraga
Type: Statement
Date: Oct. 12, 2022
Title: Statement on Updates to Electronic Recordkeeping Requirements for Broker-Dealers and Security-Based Swap Entities
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Sept. 14, 2022
Title: Statement on Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Aug. 25, 2022
Title: Late Summer Sunshine: Statement on the Adoption of Pay Versus Performance
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Aug. 10, 2022
Title: Statement on Proposed Amendments to Form PF
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
