Date: Feb. 24, 2018
Title: Mandatory Arbitration: An Illusory Remedy for Public Company Shareholders
Speaker:
Rick Fleming , Investor Advocate
Type: Speech
Date: Feb. 23, 2018
Title: Opening Remarks at the “SEC Speaks” Conference
Speaker:
Chairman Jay Clayton
Type: Speech
Date: Feb. 23, 2018
Title: Remarks at SEC Speaks: Increasing Product Complexity: What’s at Stake?
Speaker:
Commissioner Kara M. Stein
Type: Speech
Date: Feb. 22, 2018
Title: SEC African American History Month Celebration Introductory Remarks for Command Sergeant Major Michael L. Gragg
Speaker:
Chairman Jay Clayton
Type: Speech
Date: Feb. 15, 2018
Title: Perpetual Dual-Class Stock: The Case Against Corporate Royalty
Speaker:
Commissioner Robert J. Jackson Jr.
Type: Speech
Date: Feb. 13, 2018
Title: “Mutualism: Reimagining the Role of Shareholders in Modern Corporate Governance” Remarks at Stanford University
Speaker:
Commissioner Kara M. Stein
Type: Speech
Date: Feb. 1, 2018
Title: Keynote Address at the PLI’s Seventeenth Annual Institute on Securities Regulation in Europe
Speaker:
William Hinman , Director, Division of Corporation Finance
Type: Speech
Date: Jan. 22, 2018
Title: Opening Remarks at the Securities Regulation Institute
Speaker:
Chairman Jay Clayton
Type: Speech
Date: Jan. 19, 2018
Title: Opening Remarks to SEC-NYU Dialogue on Securities Markets #4: Shareholder Engagement
Speaker:
Chairman Jay Clayton
Type: Speech
Date: Jan. 19, 2018
Title: SEC-NYU Dialogue on Securities Market Regulation Concluding Remarks
Speaker:
Commissioner Kara M. Stein
Type: Speech
Date: Jan. 16, 2018
Title: Remarks at Ceremonial Swearing In of Commissioners Hester M. Peirce and Robert J. Jackson, Jr.
Speaker:
Chairman Jay Clayton
Type: Speech
Date: Dec. 7, 2017
Title: Address at Investment Company Institute’s 2017 Securities Law Developments Conference
Speaker:
Commissioner Kara M. Stein
Type: Speech
Date: Dec. 7, 2017
Title: Keynote Address: ICI Securities Law Developments Conference
Speaker:
Dalia Blass , Director, Division of Investment Management
Type: Speech
Date: Dec. 4, 2017
Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments
Speaker:
Joseph R. Epstein, Professional Accounting Fellow, Office of the Chief Accountant
Type: Speech
Date: Dec. 4, 2017
Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments
Speaker:
Ryan Wolfe, Senior Associate Chief Accountant, Office of the Chief Accountant
Type: Speech
Date: Dec. 4, 2017
Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments
Speaker:
Robert B. Sledge, Professional Accounting Fellow, Office of the Chief Accountant
Type: Speech
Date: Dec. 4, 2017
Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments
Speaker:
Nigel J. James
Type: Speech
Date: Dec. 4, 2017
Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments
Speaker:
Michael P. Berrigan, Professional Accounting Fellow, Office of the Chief Accountant
Type: Speech
Date: Dec. 4, 2017
Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments
Speaker:
Michal P. Dusza, Professional Accounting Fellow, Office of the Chief Accountant
Type: Speech
Date: Dec. 4, 2017
Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments
Speaker:
Barry Kanczuker, Associate Chief Accountant, Office of the Chief Accountant
Type: Speech
Date: Dec. 4, 2017
Title: Statement in Connection with the 2017 AICPA Conference on Current SEC and PCAOB Developments
Speaker:
Wesley R. Bricker, Chief Accountant, Office of the Chief Accountant
Type: Speech
Date: Nov. 28, 2017
Title: Remarks at the Third Annual Conference on the Evolving Structure of the U.S. Treasury Market
Speaker:
Chairman Jay Clayton
Type: Speech
Date: Nov. 14, 2017
Title: Remarks before the Financial Executives International 36th Annual Current Financial Reporting Issues Conference: Effective Financial Reporting in a Period of Change
Speaker:
Wesley R. Bricker, Chief Accountant, U.S. Securities and Exchange Commission
Type: Speech
Date: Nov. 9, 2017
Title: Reflections on the Past, Present, and Future of the SEC’s Enforcement of the Foreign Corrupt Practices Act
Speaker:
Steven R. Peikin, Co-Director, Enforcement Division
Type: Speech
Date: Nov. 8, 2017
Title: Governance and Transparency at the Commission and in Our Markets
Speaker:
Chairman Jay Clayton
Type: Speech
Date: Oct. 26, 2017
Title: Securities Enforcement Forum Keynote Speech
Speaker:
Stephanie Avakian, Co-Director, Division of Enforcement
Type: Speech
Date: Oct. 26, 2017
Title: Remarks at FINRA and Columbia University Market Structure Conference
Speaker:
Commissioner Michael S. Piwowar
Type: Speech
Date: Sept. 21, 2017
Title: Remarks before the San Diego Chapter of the Financial Executives Institute
Speaker:
Sagar Teotia, Deputy Chief Accountant
Type: Speech
Date: Sept. 14, 2017
Title: Improving Investment Adviser Compliance
Speaker:
Peter B. Driscoll, Acting Director, Office of Compliance Inspections and Examinations
Type: Speech
Date: Sept. 13, 2017
Title: A Joint Path Forward: Address at Eurofi
Speaker:
Commissioner Kara M. Stein
Type: Speech
Date: Sept. 11, 2017
Title: Remarks before the AICPA National Conference on Banks & Savings Institutions
Speaker:
Wesley R. Bricker, Chief Accountant
Type: Speech
Date: Sept. 8, 2017
Title: SEC-NYU Dialogue on Exchange-Traded Products
Speaker:
Commissioner Kara M. Stein
Type: Speech
Date: Sept. 8, 2017
Title: SEC-NYU Dialogue on Exchange-Traded Products
Speaker:
Commissioner Michael S. Piwowar
Type: Speech
Date: Aug. 22, 2017
Title: The Rulemaking Process: Two Accounting and Auditing Mini-case Studies
Speaker:
Stephen Deane, CFA, Investor Engagement Advisor, Office of the Investor Advocate
Type: Speech
Date: July 12, 2017
Title: Remarks at the Economic Club of New York
Speaker:
SEC Chairman Jay Clayton
Type: Speech
Date: July 11, 2017
Title: Remarks at the Healthy Market Structure Conference
Speaker:
Commissioner Kara M. Stein
Type: Speech
Date: June 21, 2017
Title: The Role of Big Data, Machine Learning, and AI in Assessing Risks: a Regulatory Perspective
Speaker:
Scott W. Bauguess, Acting Director and Acting Chief Economist, DERA
Type: Speech
Date: June 20, 2017
Title: Keynote Address before the Buy-Side Risk USA 2017 Conference – "Market Fragility and Interconnectedness in the Asset Management Industry"
Speaker:
Scott W. Bauguess, Acting Director and Acting Chief Economist, DERA
Type: Speech
Date: June 9, 2017
Title: Keynote Address before the 2017 Journal of Accounting and Public Policy Conference – “The Interaction between Regulatory Institutions and Accounting: A Public Policy Perspective”
Speaker:
Wesley R. Bricker, Chief Accountant
Type: Speech
Date: June 8, 2017
Title: Remarks before the 36th Annual SEC and Financial Reporting Institute Conference: “Advancing the Role of Credible Financial Reporting in the Capital Markets”
Speaker:
Wesley R. Bricker, Chief Accountant
Type: Speech
Date: May 10, 2017
Title: Opening Remarks at SEC-NYU Dialogue on Securities Market Regulation: Reviving the U.S. IPO Market
Speaker:
Commissioner Michael S. Piwowar
Type: Speech
Date: May 9, 2017
Title: Opening Remarks at 2017 SEC/NASAA Annual Section 19(d) Conference
Speaker:
Commissioner Michael S. Piwowar
Type: Speech
Date: May 9, 2017
Title: Closing Remarks at 2017 SEC/NASAA Annual Section 19(d) Conference
Speaker:
Commissioner Kara M. Stein
Type: Speech
Date: May 9, 2017
Title: Enhancing the Demand for IPOs
Speaker:
Rick A. Fleming, Investor Advocate
Type: Speech
Date: May 8, 2017
Title: Remarks before the Bloomberg BNA Conference on Revenue Recognition
Speaker:
Sylvia E. Alicea, Professional Accounting Fellow, Office of the Chief Accountant
Type: Speech
Date: May 4, 2017
Title: Remarks before the 2017 Baruch College Financial Reporting Conference: "Advancing Our Capital Markets with High-Quality Information"
Speaker:
Wesley R. Bricker, Chief Accountant
Type: Speech
Date: March 27, 2017
Title: Remarks Before the 27th International Institute for Securities Market Growth and Development
Speaker:
Acting Chairman Michael Piwowar
Type: Speech
Date: March 24, 2017
Title: Remarks before the University of Tennessee’s C. Warren Neel Corporate Governance Center: “Advancing the Role and Effectiveness of Audit Committees”
Speaker:
Wesley R. Bricker, Chief Accountant, Office of the Chief Accountant
Type: Speech
Date: March 23, 2017
Title: New Special Study of the Securities Markets: Keynote Address
Speaker:
Acting Chairman Michael S. Piwowar
Type: Speech
Date: March 21, 2017
Title: Remarks before the Annual Life Sciences Accounting & Reporting Congress: “Advancing Effective Internal Control and Credible Financial Reporting”
Speaker:
Wesley R. Bricker, Chief Accountant
Type: Speech
