Date: Oct. 26, 2018
Title: Lies and Statistics: Remarks at the 26th Annual Securities Litigation and Regulatory Enforcement Seminar
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Oct. 25, 2018
Title: Keynote Address - ICI Securities Law Developments Conference
Speaker:
Dalia Blass , Director, Division of Investment Management
Type: Speech
Date: Oct. 23, 2018
Title: Improving Information for Investors in the Digital Age
Speaker:
Commissioner Kara M. Stein
Type: Speech
Date: Oct. 16, 2018
Title: The New American Dream: Retirement Security
Speaker:
Commissioner Kara M. Stein
Type: Speech
Date: Oct. 16, 2018
Title: Remarks at the IDC - 2018 Fund Directors Conference
Speaker:
Dalia Blass , Director, Division of Investment Management
Type: Speech
Date: Oct. 15, 2018
Title: Pittsburgh Principles and Regulatory Realities: Remarks before the International Regulators Conference
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Oct. 11, 2018
Title: Competition: The Forgotten Fourth Pillar of the SEC’s Mission
Speaker:
Robert J. Jackson, Jr.
Type: Speech
Date: Oct. 10, 2018
Title: Remarks at the Municipal Finance Leadership Conference
Speaker:
Rebecca Olsen , Director, Office of Municipal Securities
Type: Speech
Date: Oct. 9, 2018
Title: Insider Trading Laws Haven’t Kept Up With the Crooks
Speaker:
Commissioner Robert J. Jackson Jr.
Type: Speech
Date: Oct. 4, 2018
Title: Why and Whither Title VII?: Remarks before the 2018 ISDA Annual North America Conference
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Oct. 3, 2018
Title: Remedies and Relief in SEC Enforcement Actions
Speaker:
Steven Peikin , Co-Director, Division of Enforcement
Type: Speech
Date: Oct. 2, 2018
Title: Pickups and Put Downs: Remarks at the Financial Planning Association 2018 Major Firms Symposium
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Sept. 27, 2018
Title: From the Data Rush to the Data Wars: A Data Revolution in Financial Markets
Speaker:
Commissioner Kara M. Stein
Type: Speech
Date: Sept. 25, 2018
Title: Introductory Remarks for U.S. Treasurer Jovita Carranza at the SEC Hispanic Heritage Month Celebration
Speaker:
Chairman Jay Clayton
Type: Speech
Date: Sept. 24, 2018
Title: Wolves and Wolverines: Remarks at the University of Michigan Law School
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Sept. 21, 2018
Title: My Beef with Stakeholders: Remarks at the 17th Annual SEC Conference, Center for Corporate Reporting and Governance
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Sept. 20, 2018
Title: Measuring the Impact of the SEC’s Enforcement Program
Speaker:
Stephanie Avakian, Co-Director, Division of Enforcement
Type: Speech
Date: Sept. 19, 2018
Title: Unfair Exchange: The State of America's Stock Markets
Speaker:
Commissioner Robert J. Jackson Jr.
Type: Speech
Date: Sept. 17, 2018
Title: Remarks before the AICPA National Conference on Banks & Saving Institutions
Speaker:
Wesley Bricker, Chief Accountant
Type: Speech
Date: Sept. 12, 2018
Title: Motherhood and Humble Pie: Remarks before the Cato Institute’s FinTech Unbound Conference
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Aug. 29, 2018
Title: Remarks on Capital Formation at the Nashville 36|86 Entrepreneurship Festival
Speaker:
Chairman Jay Clayton
Type: Speech
Date: July 24, 2018
Title: What’s in a Name? Regulation Best Interest v. Fiduciary
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: July 11, 2018
Title: Remarks on the Establishment of the Task Force on Market Integrity and Consumer Fraud
Speaker:
Chairman Jay Clayton
Type: Speech
Date: June 19, 2018
Title: Remarks before the Institute of Management Accountant’s 2018 Annual Conference and Expo: “Advancing the Purpose and Promise of Those Involved in Financial Reporting”
Speaker:
Wesley Bricker , Chief Accountant
Type: Speech
Date: June 18, 2018
Title: Observations on Culture at Financial Institutions and the SEC
Speaker:
Chairman Jay Clayton
Type: Speech
Date: June 14, 2018
Title: Digital Asset Transactions: When Howey Met Gary (Plastic)
Speaker:
William Hinman , Director, Division of Corporation Finance
Type: Speech
Date: June 11, 2018
Title: Stock Buybacks and Corporate Cashouts
Speaker:
Commissioner Robert J. Jackson Jr.
Type: Speech
Date: June 7, 2018
Title: Progress Is Being Made: Continued Focus on Addressing Implementation Matters
Speaker:
Type: Speech
Date: June 7, 2018
Title: "A Framework of Trust"
Speaker:
Commissioner Kara M. Stein
Type: Speech
Date: June 6, 2018
Title: Remarks to the Institute of Chartered Accountants in England and Wales: “The intersection of financial reporting and innovation"
Speaker:
Wesley Bricker , Chief Accountant
Type: Speech
Date: May 22, 2018
Title: Remarks at the FINRA Annual Conference
Speaker:
Brett Redfearn , Director, Division of Trading and Markets
Type: Speech
Date: May 15, 2018
Title: Keynote Address to the UJA Federation
Speaker:
Steven Peikin , Co-Director, Division of Enforcement
Type: Speech
Date: May 11, 2018
Title: The Why Behind the No: Remarks at the 50th Annual Rocky Mountain Securities Conference
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: May 9, 2018
Title: Keynote Address at the New York City Bar Association’s 7th Annual White Collar Crime Institute
Speaker:
Steven Peikin , Co-Director, Division of Enforcement
Type: Speech
Date: May 4, 2018
Title: Tossing Fish and Catching Capital: Remarks at the 38th Annual Northwest Securities Institute CLE at the Washington State Bar Association
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: May 3, 2018
Title: Remarks before the 2018 Baruch College Financial Reporting Conference: “Working Together to Advance Financial Reporting”
Speaker:
Wesley Bricker , Chief Accountant
Type: Speech
Date: May 3, 2018
Title: The Role of Machine Readability in an AI World
Speaker:
Scott W. Bauguess
Type: Speech
Date: May 2, 2018
Title: The Evolving Market for Retail Investment Services and Forward-Looking Regulation — Adding Clarity and Investor Protection while Ensuring Access and Choice
Speaker:
Chairman Jay Clayton
Type: Speech
Date: May 2, 2018
Title: Beaches and Bitcoin: Remarks before the Medici Conference
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: April 30, 2018
Title: Remarks at the PLI Investment Management Institute 2018
Speaker:
Dalia Blass , Director, Division of Investment Management
Type: Speech
Date: April 25, 2018
Title: The Middle-Market IPO Tax
Speaker:
Commissioner Robert J. Jackson Jr.
Type: Speech
Date: April 24, 2018
Title: Remarks at MSRB Dinner to Celebrate Milestones in Municipal Market Transparency
Speaker:
Commissioner Michael S. Piwowar
Type: Speech
Date: April 18, 2018
Title: Remarks before the SIFMA Equity Market Structure Conference
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: April 13, 2018
Title: Reflections of an Economist Commissioner
Speaker:
Commissioner Michael S. Piwowar
Type: Speech
Date: April 11, 2018
Title: International Organizations: Learning from the Past to Build for the Future
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: April 10, 2018
Title: Remarks at the Equity Market Structure Symposium Sponsored by the University of Chicago and the STA Foundation
Speaker:
Brett Redfearn, Director, Division of Trading and Markets
Type: Speech
Date: April 10, 2018
Title: Remarks at the Equity Market Structure Symposium Sponsored by the University of Chicago and the STA Foundation
Speaker:
Chairman Jay Clayton
Type: Speech
Date: March 19, 2018
Title: Keynote Address, ICI 2018 Mutual Funds and Investment Management Conference
Speaker:
Dalia Blass , Director, Division of Investment Management
Type: Speech
Date: March 19, 2018
Title: Looking at Funds through the Right Glasses
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: March 15, 2018
Title: Corporate Governance: On the Front Lines of America's Cyber War
Speaker:
Commissioner Robert J. Jackson Jr.
Type: Speech
