Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: An Update on FY 2020 Results – Remarks at SEC Speaks Speaker: Chairman Jay Clayton
Type:Speech
Date: Title: Remarks at U.S. Treasury Market Conference Speaker: Commissioner Elad L. Roisman
Type:Speech
Date: Title: Keynote Address: Regulating with our Eyes on the Future Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Date: Title: Diversity Matters, Disclosure Works, and the SEC Can Do More: Remarks at the Council of Institutional Investors Fall 2020 Conference Speaker: Commissioner Allison Herren Lee
Type:Speech
Date: Title: Remarks at the 7th Annual Conference on Financial Market Regulation Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Investor-Focused, Nimble and Vigorous Enforcement at the SEC Speaker: Chairman Jay Clayton
Type:Speech
Date: Title: Protecting Everyday Investors and Preserving Market Integrity: The SEC’s Division of Enforcement Speaker:

Stephanie Avakian, Director, Division of Enforcement

 Type:Speech
Date: Title: Lucy’s Human: Remarks at Virtual Roundtable on The Role of Asset Management in ESG Investing Hosted By Harvard Law School and the Program on International Financial Systems Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Markets, Morality, and Mobsters: Remarks at the 18th Annual Corporate Governance Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Speech: PLI Investment Management Institute Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Date: Title: Not Braking and Breaking Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Keynote Speech at the Society for Corporate Governance National Conference Speaker: Commissioner Elad L. Roisman
Type:Speech
Date: Title: Modernizing U.S. Equity Market Structure Speaker: Chairman Jay Clayton
Brett Redfearn, Director, Division of Trading and Markets
Type:Speech
Date: Title: Remarks to the Financial Stability Oversight Council Speaker: Chairman Jay Clayton
Type:Speech
Date: Title: Keynote Address: Securities Enforcement Forum West 2020 Speaker: Steven Peikin, Co-Director, Division of Enforcement
Type:Speech
Date: Title: Speech at the Council of Institutional Investors’ (“CII”) Conference Speaker: Commissioner Elad L. Roisman
Type:Speech
Date: Title: Getting Back to Basics: Protecting, Serving, and Empowering Investors

Remarks before the Investment Adviser Association Compliance Conference 2020 		Speaker: Commissioner Allison Herren Lee
Type:Speech
Date: Title: The SEC’s Office of Credit Ratings and NRSRO Regulation: Past, Present, and Future Speaker:

Jessica Kane
Director, Office of Credit Ratings

 Type:Speech
Date: Title: Running on Empty: A Proposal to Fill the Gap Between Regulation and Decentralization Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Myths and Realities: Modernizing the Proxy Rules Speaker: Commissioner Elad L. Roisman
Type:Speech
Date: Title: Learning from Miami’s Emprendimientos Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Date: Title: Mochas, Mariners, and Morality -- Remarks before the National Economists Club Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Statement in Connection with the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Sagar Teotia, Chief Accountant

 Type:Speech
Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Jamie N. Davis,
Professional Accounting Fellow, Office of the Chief Accountant

 Type:Speech
Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Nipa Patel
Professional Accounting Fellow, Office of the Chief Accountant

 Type:Speech
Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker: Erin Bennett, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Vassilios Karapanos,
Associate Chief Accountant, Office of the Chief Accountant

 Type:Speech
Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Susan M. Mercier
Professional Accounting Fellow, Office of the Chief Accountant

 Type:Speech
Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker: Louis J. Collins, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Lauren K. Alexander
Professional Accounting Fellow, Office of the Chief Accountant

 Type:Speech
Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker: Aaron Shaw, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Date: Title: Remarks at the Elder Justice Coordinating Council Fall 2019 Meeting Speaker: Commissioner Elad L. Roisman
Type:Speech
Date: Title: Keynote Address — 2019 ICI Securities Law Developments Conference Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Date: Title: Remarks to the Greater Cincinnati Mutual Fund Association Speaker:

Alison Staloch, Chief Accountant, Division of Investment Management

 Type:Speech
Date: Title: Modernizing our Regulatory Framework: Focus on Authority, Expertise and Long-Term Investor Interests Speaker: Chairman Jay Clayton
Type:Speech
Date: Title: Government Finance Officers Association (GFOA) Mini-Muni Conference Welcome Remarks Speaker: Chairman Jay Clayton
Type:Speech
Date: Title: Keynote Address - ALI CLE 2019 Conference on Life Insurance Company Products Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Date: Title: What You Don’t Know Can Hurt You Speaker:
Type:Speech
Date: Title: Broken Windows: Remarks before the 51st Annual Institute on Securities Regulation Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Opening Remarks at Conversations on Raising Capital for Businesses of Color at Morehouse College Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Date: Title: Dual-Class Shares: A Recipe for Disaster Speaker: Rick Fleming, Investor Advocate
Type:Speech
Date: Title: Start Off by Making Your Bed: Translating Military Lessons to Entrepreneurship Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Date: Title: Introduction of AG William Barr at the Criminal Coordination Conference Speaker: Chairman Jay Clayton
Type:Speech
Date: Title: Remarks at the U.S. Treasury Market Conference Speaker: Commissioner Elad L. Roisman
Type:Speech
Date: Title: Remarks at the SIFMA Equity Market Structure Conference: The Dynamics of our Markets and the Changing Structure on which they are Built Speaker: Commissioner Elad L. Roisman
Type:Speech
Date: Title: Remarks at Central Michigan University Speaker: Chairman Jay Clayton
Type:Speech
Date: Title: Braided Bread and Boiled Beer: Remarks before the Eurofi Financial Forum 2019 Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Remarks to the Economic Club of New York Speaker: Chairman Jay Clayton
Type:Speech
Date: Title: Remarks before the AICPA National Conference on Banks & Savings Institutions Speaker:

Sagar Teotia, Chief Accountant

 Type:Speech
Date: Title: Keynote Speech at Southeastern Securities Conference 2019 Speaker: Steven Peikin, Co-Director, Division of Enforcement
Type:Speech
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