SEC Action Lookup - Individuals (SALI)
Individuals with Court or Commission Orders Entered Against Them
MARC MANUEL
Current Age: 55 - 57
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. JOSHUA SASON, MARC MANUEL, KAUTILYA (a/k/a TONY) SHARMA, PERIAN SALVIOLA, MAGNA MANAGEMENT, LLC (f/k/a MAGNA GROUP, LLC), MAGNA EQUITIES II, LLC (f/k/a HANOVER HOLDINGS I, LLC), MG PARTNERS, LTD., and PALLAS HOLDINGS, LLC, 1:19-cv-01459 (S.D.N.Y.)
Date Filed:
ZORAYR MIKAEL MANUKYAN-ZAKARYAN
Current Age: 51 - 53
State: Massachusetts (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of ZORAYR MIKAEL MANUKYAN-ZAKARYAN, SEC File No. 3-20457
Date Filed:
ROBERT D MANZA
Current Age: 63 - 65
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. JOHN J. TODD, ROBERT D. MANZA, and JEFFREY WEITZEN, 3:03-cv-02230 (S.D. Cal.)
Date Filed:
KENNETH MANZO
Current Age: 54 - 56
State: Pennsylvania (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. RAYMOND H. BARTON, WILLIAM G. GOODE, MATTHEW CHARLES BRIGGS, KENNETH MANZO, and JUSTIN SINDELMAN, 2:17-cv-00403 (E.D.N.Y.)
Date Filed:
RONALD A MANZO
Current Age: 80 - 82
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: U.S. SECURITIES AND EXCHANGE COMMISSION v. FIORE J. GALLUCCI, RONALD A. MANZO, and GARY B. TAFFET, 1:04-cv-04493 (S.D.N.Y.)
Date Filed:
HEIDI MAO
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of HEIDI MAO, SEC File No. 3-20713
Date Filed:
JOSEPH MAO
Current Age: 72 - 74
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Joseph Mao, CPA, SEC File No. 3-12777
Date Filed:
COREY R MAPLE
Current Age: 57 - 59
State: North Dakota (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of LEGACY HOSPITALITY II, LLC, LEGENDARY CAPITAL REIT III, LLC, AND COREY R. MAPLE, SEC File No. 3-21586
Date Filed:
WILLIAM E MAPP Ill
Current Age: 64 - 66
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. WILLIAM E. MAPP, Ill, WARREN K. PAXTON, JR., CALEB J. WHITE, and SERVERGY, INC., 4:16-cv-00246 (E.D. Tex.)
Date Filed:
RICK A MARANO
Current Age: 71 - 73
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. RICK A. MARANO, WILLIAM MARANO and CARL LOIZZI, 1:04-cv-05828 (S.D.N.Y.)
Date Filed:
WILLIAM MARANO
Current Age: 69 - 71
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. RICK A. MARANO, WILLIAM MARANO and CARL LOIZZI, 1:04-cv-05828 (S.D.N.Y.)
Date Filed:
LAWRENCE P MARASCO
Current Age: 72 - 74
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. MEDI-HUT CO., INC. JOSEPH A. SANPIETRO, LAURENCE M. SIMON, and LAWRENCE P. MARASCO, 2:03-cv-03921 (D.N.J.)
Date Filed:
CURTIS MARCHAND III
Enforcement Action: In the Matter of JOHN ADAMS, JR., RONALD BONGO, SAMUEL DEL PRESTO, SEAN HART, CURTIS MARCHAND, III, MICHAEL MCDERMOTT, PALMER MYERS, DAVID NELSON, DANIEL PETRONELLI, GARY SMOLOKOFF, MALIK TAWIL, LAWRENCE WEIL, and NEIL WHITE, SEC File No. 3-10702
Date Filed:
DAVID F MARCHAND
Current Age: 52 - 54
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURJTIES AND EXCHANGE COMMISSION v. DAVID F. MARCHAND, 2:13-cv-07754 (D.N.J.)
Date Filed:
TROY E MARCHAND
Current Age: 38 - 40
State: Indiana (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of TROY E. MARCHAND, SEC File No. 3-20251
Date Filed:
DUANE MARCHANT
Current Age: 85 - 87
State: Utah (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. GEORGE BADGER, GOLF COMMUNITIES OF AMERICA, INC. f/k/a GOLF VENTURES, INC., DUANE MARCHANT, STEPHEN SPENCER, KARL BADGER, MARION SHERRILL, HARMON S. HARDY, JR., LA JOLLA CAPITAL FINANCIAL CORP., HAROLD B. GALLISON, JR., TERRY HUGHES, MARVIN SUSEMIHL, DAVID ROSENTHAL, WILLIAM SLONE and ANDREW SEARS, 2:97-cv-00963 (D. Utah)
Date Filed:
ALDO MARCHENA
Current Age: 50 - 52
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of ALDO MARCHENA, SEC File No. 3-19939
Date Filed:
MICHAEL MARCHESE
Current Age: 73 - 75
State: Connecticut (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Michael Marchese, SEC File No. 3-11092
Date Filed:
RICHARD MARCHESE
Enforcement Action: In the Matter of Richard Marchese, SEC File No. 3-9817
Date Filed:
MARK MARCHI
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. MARK MARCHI, 3:22-cv-02661 (D.N.J.)
Date Filed:
MARK MARCHI
Current Age: 55 - 57
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of MARK MARCHI, SEC File No. 3-21823
Date Filed:
ANTHONY J MARCHIANO
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of A.S. GOLDMEN INC., ANTHONY J. MARCHIANO, STUART E. WINKLER, JOHN T. DIASABEYAGUNAWARDENA, (a.k.a. John Abbey) JOHN P. DELCIOPPO, CHRISTOPHER M. DELCIOPPO, VINCENT J. LIA,DUANE P. TAYLOR, and CHARLES TRENTO, SEC File No. 3-9933
Date Filed:
SALVATORE C MARCHIANO
Current Age: 63 - 65
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of SALVATORE C. MARCHIANO, SEC File No. 3-10980
Date Filed:
DANIEL S MARCHIBRODA
Current Age: 84 - 86
State: Connecticut (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. PAUL A. ALLAIRE, G. RICHARD THOMAN, BARRY D. ROMERIL, PHILIP D. FISHBACH, DANIEL S. MARCHIBRODA AND GREGORY B. TAYLER, 1:03-cv-04087 (S.D.N.Y.)
Date Filed:
RICHARD MARCHITTO
Current Age: 75 - 77
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. VUUZLE MEDIA CORP., VUUZLE MEDIA CORP. LIMITED, RONALD SHANE FLYNN, and RICHARD MARCHITTO, 2:21-cv-01226 (D.N.J.)
Date Filed:
About this Feature
This search feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings.
Your search results will only include individuals charged in SEC actions filed between October 1, 1995 and January 31, 2025. This feature will be updated periodically to add individuals from newly-filed actions.
Search results will include individuals against whom a court has entered a judgment or the Commission has issued an order. This includes individuals who settled, defaulted, or contested their actions, provided a judgment or order was issued against them. Your results will not include individuals whose cases are currently pending at the trial court or those against whom no judgment or order has been issued.
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