SEC Action Lookup - Individuals (SALI)
Individuals with Court or Commission Orders Entered Against Them
JOHN T MADDEN
State: Illinois (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of EURO-ATLANTIC SECURITIES, INC., BRIAN A. SCHMIDT, DARLAN E. GORDON, JOHN T. MADDEN, WILLIAM AVENT, and JOHN ARISTOTLE DILWORTH, II, SEC File No. 3-9402
Date Filed:
STEVE MADDEN
Current Age: 66 - 68
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. STEVE MADDEN, 1:00-cv-03632 (E.D.N.Y.)
Date Filed:
STEVE MADDEN
Current Age: 66 - 68
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. STEVE MADDEN, 1:01-cv-03311 (E.D.N.Y.)
Date Filed:
TIMOTHY MADDEN
Current Age: 55 - 57
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. GONZALO SILVEIRA, FERNANDO LATORRE, JOSEPH DOMINE, GREGORY JACK, TIMOTHY MADDEN, IGNACIO LATORRE, JORGE CLEMENT and DIEGO HARTE, 5:00-cv-20029 (N.D. Cal.)
Date Filed:
JACK MADDOCK
Current Age: 66 - 68
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. 3001 AD, LLC, JIMMY L. BARKER, ROBERT J. LADRACH, MARC S. RIFKIN, RONALD B. BOWSKY, JACK MADDOCK and MICHAEL WEIDGANS, 9:09-cv-81453 (S.D. Fla.)
Date Filed:
JACK MADDOCK
Current Age: 66 - 68
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of JACK MADDOCK, SEC File No. 3-13861
Date Filed:
DEWAYNE S MADDOX
Current Age: 56 - 58
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. CHARLES S. BAILEY, WILLIAM H. CAUGHRAN, JOHN E. FIGLEWSKI, GEORGE J. HALL, DEWAYNE S. MADDOX, WILLIAM C. MCKINNON, ROBERT R. PARRISH, JR., KENNETH D. POMEROY, SR., CHARLES W. ROBERTS, III, CHARLES M. SCOTT, JR. and JAMES A. WHITE, 4:16-cv-00023 (N.D. Fla.)
Date Filed:
GARY MADDUX
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. THOMAS A. LABRY, CHEROKEE GAS SYSTEMS, INC., SHEA C. SILVA, and GARY MADDUX, 8:10-cv-00018 (C.D. Cal.)
Date Filed:
GARY MADDUX
Current Age: 52 - 54
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of GARY MADDUX, SEC File No. 3-13965
Date Filed:
ANDREW L MADENBERG
Current Age: 64 - 66
State: Illinois (per Complaint/Order Instituting Proceedings)
Enforcement Action: UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. SOUTHERN CROSS RESOURCES GROUP, INC., MICHAEL A. NASATIR, AND ANDREW L. MADENBERG, 1:15-cv-11506 (N.D. Ill.)
Date Filed:
JOHN MADEY
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. PETER KRIEGER, SHELDON KRIEGER, and JOHN MADEY, 9:05-cv-80312 (S.D. Fla.)
Date Filed:
JOHN MADEY
Current Age: 51 - 53
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of John Madey, SEC File No. 3-11978
Date Filed:
MATTHEW O MADISON
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. MATTHEW O. MADISON, DWIGHT MCGHEE, and INFINITY EXPLORATION, LLC, 3:13-cv-02499 (N.D. Tex.)
Date Filed:
MATTHEW O MADISON
Current Age: 45 - 47
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of MATTHEW O. MADISON, SEC File No. 3-16451
Date Filed:
BERNARD L MADOFF
Also Known As: BERNIE MADOFF
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. BERNARD L. MADOFF, BERNARD L. MADOFF INVESTMENT SECURITIES LLC, 1:08-cv-10791 (S.D.N.Y.)
Date Filed:
BERNARD L MADOFF
Also Known As: BERNIE MADOFF
Current Age: 85 - 87
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of BERNARD L. MADOFF, SEC File No. 3-13520
Date Filed:
PETER B MADOFF
Current Age: 78 - 80
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of PETER MADOFF, SEC File No. 3-14963
Date Filed:
PETER B MADOFF
Current Age: 75 - 77
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Peter B. Madoff, Esq., SEC File No. 3-15664
Date Filed:
PETER B MADOFF
Current Age: 78 - 80
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. PETER B. MADOFF, 1:12-cv-05100 (S.D.N.Y.)
Date Filed:
WILLIAM MADON
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. WILLIAM MADON, 8:97-cv-01023 (C.D. Cal.)
Date Filed:
CLARK J MADSEN
Current Age: 50 - 52
State: Utah (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. CONTXT, INC., THOMAS J. ROBBINS, DANIEL J. MERRIMAN, MARK W. WISEMAN, and CLARK J. MADSEN, 2:21-cv-00013 (D. Utah)
Date Filed:
JOHN MADSEN
Current Age: 66 - 68
State: Nevada (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. JOHN MADSEN, AND ALUSIAN RESORTS and SPAS, INC., and BERNARD FRIED, 1:17-cv-08300 (S.D.N.Y.)
Date Filed:
PETER MADSEN
Current Age: 73 - 75
State: Virginia (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of PETER MADSEN and MARK RAFFERTY, SEC File No. 3-10046
Date Filed:
PETER C MADSEN
State: Virginia (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. PETER MADSEN AND MARK RAFFERTY, 1:99-cv-01450 (E.D. Va.)
Date Filed:
KENT MAERKI
Current Age: 81 - 83
State: Arizona (per Complaint/Order Instituting Proceedings)
Enforcement Action: Securities and Exchange Commission v. Janus Spectrum LLC; David Alcorn; Kent Maerki; Dominion Private Client Group, LLC; Janus Spectrum Group, LLC; Spectrum Management, LLC; Spectrum 100, LLC; Spectrum 100 Management, LLC; Prime Spectrum, LLC; Prime Spectrum Management, LLC; Daryl G. Bank; Premier Spectrum Group, PMA; Bobby D. Jones; Innovative Group, PMA; Premier Group, PMA; Prosperity Group, PMA; Terry W. Johnson; and Raymon G. Chadwick, Jr., 2:15-cv-00609 (D. Ariz.)
Date Filed:
About this Feature
This search feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings.
Your search results will only include individuals charged in SEC actions filed between October 1, 1995 and January 31, 2025. This feature will be updated periodically to add individuals from newly-filed actions.
Search results will include individuals against whom a court has entered a judgment or the Commission has issued an order. This includes individuals who settled, defaulted, or contested their actions, provided a judgment or order was issued against them. Your results will not include individuals whose cases are currently pending at the trial court or those against whom no judgment or order has been issued.
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