Respondents

Duncan, Richard G.

Administrative Proceeding File No. 3-20874 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:34-98421 Other Release Numbers:
  • IA-6424
Name of Document: Order Dismissing Proceeding
Release Date: Release Number:34-96987 Other Release Numbers:
  • IA-6248
Name of Document: Order Granting an Extension of Time
Release Date: Release Number:34-96609 Other Release Numbers:
  • IA-6213
Name of Document: Order Granting an Extension of Time
Release Date: Release Number:34-96155 Other Release Numbers:
  • IA-6175
Name of Document: Order Granting Extension of Time
Release Date: Release Number:34-96036 Other Release Numbers:
  • IA-6168
Name of Document: Supplemental Order Regarding Service
Release Date: Release Number:34-95591 Other Release Numbers:
  • IA-6096
Name of Document: Order Regarding Service
Release Date: Release Number:34-95023 Other Release Numbers:
  • IA-6038
Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing