Respondents

Michael, David

Administrative Proceeding File No. 3-20678 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:34-99263 Other Release Numbers:
  • IA-6519
Name of Document: Opinion of the Commission
Release Date: Release Number:34-95316 Other Release Numbers: Name of Document: Order Directing Submission from the Division of Enforcement
Release Date: Release Number:34-94603 Other Release Numbers:
  • IA-5993
Name of Document: Order to Show Cause
Release Date: Release Number:34-93781 Other Release Numbers:
  • IA-5926
Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing