Administrative Proceeding File No. 3-19766

Respondents

Securities Industry and Financial Markets Association

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: May 14, 2020	Release Number:34-88879	Other Release Numbers:	Name of Document: Order Granting Request to Withdraw Application for Review and Dismissing Review Proceeding
Release Date: April 27, 2020	Release Number:34-88750	Other Release Numbers:	Name of Document: Order Granting Extension of Time

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: April 23, 2020	Release Number:	Other Release Numbers:	Name of Document:Application for Review of SRO Action that Violates Exchange Act Sections 19(d) and 19(f)with Exhibit A
Release Date: April 23, 2020	Release Number:	Other Release Numbers:	Name of Document:Declaration of Lorin L. Reisner in Support of SIFMA’s Application Pursuant to Exchange Act Sections 19(d) and 19(f) with Exhibits 1-11
Release Date: April 23, 2020	Release Number:	Other Release Numbers:	Name of Document:SIFMA'S Motion to Stay SRO Action Pending Commission Review of SIFMA's Application Pursuant to Exchange Act Sections 19(d) and 19(f) and Incorporated Memorandum of Law
Release Date: April 24, 2020	Release Number:	Other Release Numbers:	Name of Document:Letter from Consolidated Audit Trail, LLC to the Office of the Secretary in response to SIFMA motion for stay
Release Date: May 7, 2020	Release Number:	Other Release Numbers:	Name of Document:Consolidates Audit Trail, LLC’s and Participants’ Memorandum of Law in Opposition to SIFMA’s Motion to Stay
Release Date: May 14, 2020	Release Number:	Other Release Numbers:	Name of Document:Joint Stipulation of Dismissal
Release Date: April 27, 2020	Release Number:	Other Release Numbers:	Name of Document:Order Granting Extension of Time
Release Date: May 14, 2020	Release Number:	Other Release Numbers:	Name of Document:Order Granting Request to Withdraw Application for Review and Dismissing Review Proceeding