Administrative Proceeding File No. 3-19685
Respondents
Stuck, Barton W.
Docket Sheet (updated March 21, 2023)
Administrative Proceeding File No. 3-19685 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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|---|---|---|---|
| Release Date: | Release Number:33-11198 |
Other Release Numbers:
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Name of Document: Pending Administrative Proceedings (Order Dismissing Proceedings) |
| Release Date: | Release Number:IA-5686 | Other Release Numbers: | Name of Document: Order Denying Request for Postponement of Proceedings |
| Release Date: | Release Number:IA-5667 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:IA-5619 | Other Release Numbers: | Name of Document: Order to Show Cause and Denying Motion for Extension of Time |
| Release Date: | Release Number:IA-5608 | Other Release Numbers: | Name of Document: Order Denying Motion for Extension of Time |
| Release Date: | Release Number:IA-5553 | Other Release Numbers: | Name of Document: Order Granting an Extension of Time |
| Release Date: | Release Number:IA-5544 | Other Release Numbers: | Name of Document: Order Granting an Extension of Time |
| Release Date: | Release Number:IA-5507 | Other Release Numbers: | Name of Document: Order Granting an Extension of Time |
| Release Date: | Release Number:IA-5472 | Other Release Numbers: | Name of Document: Order Granting an Extension of Time |
| Release Date: | Release Number:IA-5439 | Other Release Numbers: | Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing |