Administrative Proceeding File No. 3-19576

Respondents

Portfolio Advisors Alliance, Inc.

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: April 30, 2020	Release Number:34-88780	Other Release Numbers:	Name of Document: ORDER MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934
Release Date: Dec. 12, 2019	Release Number:34-87737	Other Release Numbers:	Name of Document: Order Granting Extension of Time
Release Date: Nov. 5, 2019	Release Number:34-87466	Other Release Numbers:	Name of Document: Order Granting Extension of Time
Release Date: Oct. 7, 2019	Release Number:34-87238	Other Release Numbers:	Name of Document: Ordering Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: Oct. 28, 2019	Release Number:	Other Release Numbers:	Name of Document:Answer to Order Instituting Proceedings
Release Date: Dec. 6, 2019	Release Number:	Other Release Numbers:	Name of Document:Division's Motion for Summary Disposition Against Respondent Portfolio Advisors Alliance, Inc. and Memorandum of Law in Support, Declaration of Richard Hong
Release Date: Oct. 7, 2019	Release Number:	Other Release Numbers:	Name of Document:Ordering Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Release Date: April 30, 2020	Release Number:	Other Release Numbers:	Name of Document:ORDER MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934
Release Date: Nov. 5, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Granting Extension of Time
Release Date: Dec. 12, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Granting Extension of Time