Respondents

Carter, Patrick S.

Administrative Proceeding File No. 3-19515 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:34-94770 Other Release Numbers: Name of Document: Opinion of the Commission
Release Date: Release Number:34-92732 Other Release Numbers: Name of Document: Order to Show Cause
Release Date: Release Number:34-92520 Other Release Numbers: Name of Document: Second Supplemental Order Regarding Service
Release Date: Release Number:34-92181 Other Release Numbers: Name of Document: Supplemental Order Regarding Service
Release Date: Release Number:34-90942 Other Release Numbers: Name of Document: Order Regarding Service
Release Date: Release Number:34-87101 Other Release Numbers: Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing