Respondents

Apostelos, William M.

Administrative Proceeding File No. 3-19435 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:34-99539 Other Release Numbers:
  • IA-6557
Name of Document: Opinion of the Commission
Release Date: Release Number:34-97711 Other Release Numbers:
  • IA-6326
Name of Document: Order to Show Cause
Release Date: Release Number:34-86932 Other Release Numbers:
  • IA-5341
Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing