Administrative Proceeding File No. 3-19204

Respondents

Gill, Jaswant

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: Sept. 10, 2021	Release Number:IA-5858	Other Release Numbers:	Name of Document: Opinion of the Commission
Release Date: Jan. 28, 2020	Release Number:IA-5437	Other Release Numbers:	Name of Document: Order to Show Cause
Release Date: Sept. 3, 2019	Release Number:34-86859	Other Release Numbers:	Name of Document: Order Regarding Service
Release Date: June 17, 2019	Release Number:IA-5254	Other Release Numbers:	Name of Document: Order Instituting Administrative Proceedings Pursuant to Section Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: March 25, 2020	Release Number:	Other Release Numbers:	Name of Document:Division of Enforcement’s Motion for the Entry of Findings and Imposition of Remedial Sanctions by Default Against Respondent Jaswant Gill
Release Date: June 17, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Instituting Administrative Proceedings Pursuant to Section Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date: Sept. 3, 2019	Release Number:	Other Release Numbers:	Name of Document:Order Regarding Service
Release Date: Jan. 28, 2020	Release Number:	Other Release Numbers:	Name of Document:Order to Show Cause
Release Date: Sept. 10, 2021	Release Number:	Other Release Numbers:	Name of Document:Opinion of the Commission